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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETG
776
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$1.47M 0.02%
85,375
+19,692
+30% +$335K
CAG icon
777
Conagra Brands
CAG
$7.23B
$1.46M 0.02%
43,419
-2,759
-6% -$93.7K
AIF
778
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.46M 0.02%
90,193
-3,620
-4% -$58.9K
BSCL
779
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$1.46M 0.02%
68,426
+31,589
+86% +$675K
BIDU icon
780
Baidu
BIDU
$37.2B
$1.46M 0.02%
5,893
+122
+2% +$26.6K
DTE icon
781
DTE Energy
DTE
$29.1B
$1.46M 0.02%
15,978
+5,828
+57% +$540K
GEM icon
782
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.72B
$1.45M 0.02%
43,462
+34,212
+370% +$1.14M
APO icon
783
Apollo Global Management
APO
$73.4B
$1.45M 0.02%
48,225
+11,248
+30% +$324K
BSJK
784
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$1.45M 0.02%
58,162
+37,148
+177% +$922K
XYL icon
785
Xylem
XYL
$28.1B
$1.45M 0.02%
23,142
+12,238
+112% +$731K
BCR
786
DELISTED
CR Bard Inc.
BCR
$1.45M 0.02%
4,518
+9
+0.2% +$2.88K
ANET icon
787
Arista Networks
ANET
$238B
$1.45M 0.02%
122,112
+9,200
+8% +$96.2K
GPC icon
788
Genuine Parts
GPC
$18.7B
$1.45M 0.02%
15,133
+1,262
+9% +$107K
FCE.A
789
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$1.44M 0.02%
56,565
-94
-0.2% -$2.3K
FIXD icon
790
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$1.44M 0.02%
28,362
+8,274
+41% +$421K
MAA icon
791
Mid-America Apartment Communities
MAA
$15.7B
$1.44M 0.02%
13,490
-1,321
-9% -$139K
WR
792
DELISTED
Westar Energy Inc
WR
$1.44M 0.02%
28,880
+4,399
+18% +$224K
MGV icon
793
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$1.44M 0.02%
19,983
+3,133
+19% +$220K
QRVO icon
794
Qorvo
QRVO
$8.74B
$1.43M 0.02%
20,235
-4,298
-18% -$300K
RSPF icon
795
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$1.43M 0.02%
34,636
+12,957
+60% +$517K
WMB icon
796
Williams Companies
WMB
$86.1B
$1.43M 0.02%
47,474
+3,650
+8% +$111K
SPFF icon
797
Global X SuperIncome Preferred ETF
SPFF
$141M
$1.42M 0.02%
111,972
+22,659
+25% +$289K
ZBH icon
798
Zimmer Biomet
ZBH
$18.4B
$1.42M 0.02%
12,471
+1,013
+9% +$117K
ILCG icon
799
iShares Morningstar Growth ETF
ILCG
$3.28B
$1.42M 0.02%
48,350
+20,475
+73% +$589K
SU icon
800
Suncor Energy
SU
$70.3B
$1.41M 0.02%
40,360
+18,912
+88% +$604K
30 31
32
33 34

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.