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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWIN
751
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
$1.54M 0.02%
56,008
+2,007
+4% +$55.2K
DFS
752
DELISTED
Discover Financial Services
DFS
$1.54M 0.02%
23,836
-3,139
-12% -$190K
FPI
753
Farmland Partners
FPI
$432M
$1.52M 0.02%
168,677
+56,543
+50% +$500K
VNLA icon
754
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$1.52M 0.02%
+30,290
New +$1.52M
TFC icon
755
Truist Financial
TFC
$64B
$1.52M 0.02%
32,477
+221
+0.7% +$10.2K
IDLV icon
756
Invesco S&P International Developed Low Volatility ETF
IDLV
$348M
$1.51M 0.02%
45,585
+9,758
+27% +$321K
JPC icon
757
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$1.51M 0.02%
143,089
+25,892
+22% +$272K
FFC
758
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$1.51M 0.02%
70,687
-4,675
-6% -$99.3K
SH icon
759
ProShares Short S&P500
SH
$843M
$1.51M 0.02%
11,736
+873
+8% +$115K
CORR.PRA
760
DELISTED
CorEnergy Infrastructure Trust, Inc Depositary Shares representing a 1/100th fractional interest of a share of 7.375% Series A Cumulative Redeemable Preferred Stock
CORR.PRA
$1.51M 0.02%
58,133
– –
GOV
761
DELISTED
Government Properties Income Trust
GOV
$1.51M 0.02%
80,492
+13,871
+21% +$253K
STPZ icon
762
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$1.51M 0.02%
28,935
+729
+3% +$38.1K
EWL icon
763
iShares MSCI Switzerland ETF
EWL
$2.25B
$1.51M 0.02%
42,993
-2,616
-6% -$90.2K
HBAN icon
764
Huntington Bancshares
HBAN
$35.5B
$1.5M 0.02%
107,377
+30,651
+40% +$403K
BLW icon
765
BlackRock Limited Duration Income Trust
BLW
$493M
$1.5M 0.02%
92,945
+11,975
+15% +$191K
SPDW icon
766
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.7B
$1.5M 0.02%
48,804
+158
+0.3% +$4.72K
TEL icon
767
TE Connectivity
TEL
$62.6B
$1.5M 0.02%
17,997
+5,035
+39% +$405K
BSRR icon
768
Sierra Bancorp
BSRR
$525M
$1.49M 0.02%
55,055
-800
-1% -$20.4K
HAS icon
769
Hasbro
HAS
$13.2B
$1.48M 0.02%
15,118
-283
-2% -$28.7K
HYT icon
770
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1.48M 0.02%
130,552
-1,027
-0.8% -$11.4K
IYT icon
771
iShares US Transportation ETF
IYT
$2.28B
$1.48M 0.02%
33,076
+15,296
+86% +$649K
MKC icon
772
McCormick & Company Non-Voting
MKC
$14.2B
$1.47M 0.02%
28,894
+4,722
+20% +$228K
THO icon
773
Thor Industries
THO
$4.14B
$1.47M 0.02%
11,730
+1,367
+13% +$147K
K
774
DELISTED
Kellanova
K
$1.47M 0.02%
25,150
-3,491
-12% -$220K
NKX icon
775
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$1.47M 0.02%
93,193
+408
+0.4% +$6.46K
29 30
31
32 33

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.