Ladenburg Thalmann Financial Services’s CorEnergy Infrastructure Trust, Inc Depositary Shares representing a 1/100th fractional interest of a share of 7.375% Series A Cumulative Redeemable Preferred Stock CORR.PRA Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio CORR.PRA Stock Details CORR.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-61,105	Closed	-$1.53M	–	5366
2018 Q2	$1.53M	Hold	61,105	–	–	0.01%	828
2018 Q1	$1.53M	Buy	61,105 +3,800	+7%	+$95.7K	0.01%	828
2017 Q4	$1.48M	Sell	57,305 -828	-1%	-$21.5K	0.01%	837
2017 Q3	$1.51M	Hold	58,133	–	–	0.02%	760
2017 Q2	$1.46M	Buy	58,133 +34,553	+147%	+$862K	0.02%	735
2017 Q1	$595K	Sell	23,580 -2,490	-10%	-$62.2K	0.01%	1212
2016 Q4	$641K	Buy	26,070 +2,150	+9%	+$51.6K	0.01%	1114
2016 Q3	$592K	Sell	23,920 -13,205	-36%	-$326K	0.01%	1090
2016 Q2	$872K	Sell	37,125 -150	-0.4%	-$3.28K	0.01%	822
2016 Q1	$783K	Sell	37,275 -95	-0.3%	-$1.62K	0.01%	806
2015 Q4	$680K	Buy	37,370 +205	+0.6%	+$4.34K	0.01%	861
2015 Q3	$845K	Buy	37,165 +1,850	+5%	+$44.7K	0.02%	714
2015 Q2	$852K	Buy	+35,315	New	+$879K	0.02%	789

Other funds holding CORR.PRA

OAM

Orinda Asset Management Lafayette, California $48.7M AUM 26.85% 1-Year Est. Return

KIA

KCM Investment Advisors Greenbrae, California $3.01B AUM 21.97% 1-Year Est. Return

RFC

Regions Financial Corp Birmingham, Alabama $15.4B AUM 21.7% 1-Year Est. Return

SIM

Sonora Investment Management Tucson, Arizona $798M AUM 17.61% 1-Year Est. Return

Ladenburg Thalmann Financial Services's CORR.PRA Position: Q3 2018 in Review

Ladenburg Thalmann Financial Services sold out of CorEnergy Infrastructure Trust, Inc Depositary Shares representing a 1/100th fractional interest of a share of 7.375% Series A Cumulative Redeemable Preferred Stock (CORR.PRA) in Q3 2018, closing a stake of 61,105 shares — an estimated $1.53M sold.

Ladenburg Thalmann Financial Services first reported a position in CORR.PRA in Q2 2015 and held it in 13 quarters. The position peaked at $1.53M in Q2 2018. 4 funds tracked by Wall St. Rank hold CORR.PRA as of Q3 2018.

Ladenburg Thalmann Financial Services reported no remaining CorEnergy Infrastructure Trust, Inc Depositary Shares representing a 1/100th fractional interest of a share of 7.375% Series A Cumulative Redeemable Preferred Stock position as of Q3 2018 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 61,105 CorEnergy Infrastructure Trust, Inc Depositary Shares representing a 1/100th fractional interest of a share of 7.375% Series A Cumulative Redeemable Preferred Stock shares in Q3 2018, an estimated $1.53M.
Ladenburg Thalmann Financial Services first reported a position in CorEnergy Infrastructure Trust, Inc Depositary Shares representing a 1/100th fractional interest of a share of 7.375% Series A Cumulative Redeemable Preferred Stock in Q2 2015 and held it in 13 quarters.
Ladenburg Thalmann Financial Services's CorEnergy Infrastructure Trust, Inc Depositary Shares representing a 1/100th fractional interest of a share of 7.375% Series A Cumulative Redeemable Preferred Stock position peaked at $1.53M in Q2 2018.
4 funds tracked by Wall St. Rank held CorEnergy Infrastructure Trust, Inc Depositary Shares representing a 1/100th fractional interest of a share of 7.375% Series A Cumulative Redeemable Preferred Stock as of Q3 2018.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.