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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABB
726
DELISTED
ABB Ltd
ABB
$2.49M 0.02%
126,721
+1,803
+1% +$34.4K
WHR icon
727
Whirlpool
WHR
$2.84B
$2.48M 0.02%
15,662
+2
+0% +$287
KEY icon
728
KeyCorp
KEY
$24.3B
$2.47M 0.02%
138,523
-11,873
-8% -$205K
MRSH
729
Marsh
MRSH
$91.3B
$2.47M 0.02%
24,664
+2,319
+10% +$232K
JSMD icon
730
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.09B
$2.46M 0.02%
56,326
+2,158
+4% +$96.1K
RNP icon
731
Cohen & Steers REIT and Preferred and Income Fund
RNP
$971M
$2.46M 0.02%
100,016
-10,623
-10% -$243K
EQIX icon
732
Equinix
EQIX
$102B
$2.46M 0.02%
4,255
+114
+3% +$61.3K
CI icon
733
Cigna
CI
$72.4B
$2.45M 0.02%
16,170
-1,856
-10% -$302K
HIG icon
734
Hartford Financial Services
HIG
$38.1B
$2.44M 0.02%
40,174
+17,951
+81% +$1.05M
SPG icon
735
Simon Property Group
SPG
$71.2B
$2.42M 0.02%
15,580
+9,310
+148% +$1.45M
EFR
736
Eaton Vance Senior Floating-Rate Fund
EFR
$318M
$2.4M 0.02%
184,455
+8,157
+5% +$106K
GRMN
737
Garmin
GRMN
$59.7B
$2.4M 0.02%
28,343
+7,280
+35% +$587K
ICF icon
738
iShares Select U.S. REIT ETF
ICF
$2.07B
$2.39M 0.02%
39,824
-6,830
-15% -$400K
SNPS icon
739
Synopsys
SNPS
$78.7B
$2.39M 0.02%
17,415
+3,392
+24% +$459K
RQI icon
740
Cohen & Steers Quality Income Realty Fund
RQI
$1.66B
$2.39M 0.02%
150,516
+42,793
+40% +$629K
FNX icon
741
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$2.38M 0.02%
35,302
-1,880
-5% -$128K
BIT icon
742
BlackRock Multi-Sector Income Trust
BIT
$702M
$2.38M 0.02%
138,681
+9,589
+7% +$165K
PEGI
743
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$2.37M 0.02%
88,037
+25,199
+40% +$635K
FDT icon
744
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.31B
$2.35M 0.02%
44,879
-837
-2% -$43.8K
PPA icon
745
Invesco Aerospace & Defense ETF
PPA
$8.72B
$2.33M 0.02%
34,500
-303
-0.9% -$20.2K
PFN
746
PIMCO Income Strategy Fund II
PFN
$707M
$2.33M 0.02%
225,741
+15,407
+7% +$162K
PSEC icon
747
Prospect Capital
PSEC
$1.14B
$2.33M 0.02%
353,713
+21,537
+6% +$142K
MLM icon
748
Martin Marietta Materials
MLM
$33.3B
$2.33M 0.02%
8,515
-500
-6% -$124K
PEY icon
749
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$2.33M 0.02%
127,052
+53,362
+72% +$964K
HASI icon
750
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.28B
$2.33M 0.02%
79,736
-1,365
-2% -$38.1K
28 29
30
31 32

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.