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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNM icon
726
VanEck Vietnam ETF
VNM
$507M
$2M 0.02%
118,773
+33,355
+39% +$542K
TRGP icon
727
Targa Resources
TRGP
$56.9B
$2M 0.02%
35,371
-483
-1% -$25.8K
KBWD icon
728
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
$1.99M 0.02%
87,120
+7,258
+9% +$170K
PCY icon
729
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$1.99M 0.02%
73,654
-194,924
-73% -$5.25M
BSCI
730
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$1.99M 0.02%
94,007
-4,387
-4% -$92.8K
FNX icon
731
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$1.98M 0.02%
27,713
-3,336
-11% -$237K
DBRG icon
732
DigitalBridge
DBRG
$2.95B
$1.98M 0.02%
81,394
-17,381
-18% -$426K
JPHF
733
DELISTED
JPMorgan Diversified Alternatives ETF
JPHF
$1.98M 0.02%
79,597
-32,756
-29% -$816K
FTC icon
734
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$1.97M 0.02%
28,009
+7,032
+34% +$483K
ISD
735
PGIM High Yield Bond Fund
ISD
$418M
$1.97M 0.02%
139,410
-8,225
-6% -$116K
KEY icon
736
KeyCorp
KEY
$24.3B
$1.97M 0.02%
98,937
+4,102
+4% +$85.2K
LNG icon
737
Cheniere Energy
LNG
$54.8B
$1.96M 0.02%
28,193
+1,527
+6% +$98.4K
CRC
738
DELISTED
California Resources Corporation
CRC
$1.96M 0.02%
40,392
+2,325
+6% +$89.5K
FBIN icon
739
Fortune Brands Innovations
FBIN
$5.97B
$1.96M 0.02%
43,744
-148,102
-77% -$6.96M
REGN icon
740
Regeneron Pharmaceuticals
REGN
$82.1B
$1.95M 0.02%
4,829
+961
+25% +$366K
SPGI icon
741
S&P Global
SPGI
$120B
$1.94M 0.02%
9,904
-951
-9% -$196K
VPL icon
742
Vanguard FTSE Pacific ETF
VPL
$8.42B
$1.94M 0.02%
27,235
-15,193
-36% -$1.06M
ACP
743
abrdn Income Credit Strategies Fund
ACP
$641M
$1.93M 0.02%
140,103
+42,842
+44% +$584K
USO icon
744
United States Oil Fund
USO
$1.8B
$1.93M 0.02%
15,544
+7,476
+93% +$864K
IYE icon
745
iShares US Energy ETF
IYE
$1.79B
$1.93M 0.02%
45,934
-27,528
-37% -$1.14M
EUSA icon
746
iShares MSCI USA Equal Weighted ETF
EUSA
$1.94B
$1.91M 0.02%
32,410
-1,219
-4% -$71.2K
GDO
747
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$1.9M 0.02%
117,380
+34,199
+41% +$562K
DFS
748
DELISTED
Discover Financial Services
DFS
$1.9M 0.02%
24,844
+1,091
+5% +$82.1K
CZA icon
749
Invesco Zacks Mid-Cap ETF
CZA
$192M
$1.89M 0.02%
27,762
+3,927
+16% +$266K
TFCFA
750
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.89M 0.02%
40,835
-4,538
-10% -$208K
28 29
30
31 32

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.