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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWF
701
AllianceBernstein Global High Income Fund
AWF
$876M
$1.34M 0.02%
106,522
+75,192
+240% +$920K
IT icon
702
Gartner
IT
$11.8B
$1.34M 0.02%
13,290
+154
+1% +$14.9K
FAX
703
abrdn Asia-Pacific Income Fund
FAX
$599M
$1.33M 0.02%
47,721
+2,328
+5% +$67.7K
BOH icon
704
Bank of Hawaii
BOH
$3.13B
$1.33M 0.02%
15,007
-44,555
-75% -$3.61M
WR
705
DELISTED
Westar Energy Inc
WR
$1.33M 0.02%
23,611
+258
+1% +$14.7K
EQIX icon
706
Equinix
EQIX
$103B
$1.33M 0.02%
3,699
+275
+8% +$96.1K
FYX icon
707
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$1.32M 0.02%
24,658
+5,165
+26% +$264K
NVG icon
708
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$1.32M 0.02%
91,837
-8,525
-8% -$125K
PGF icon
709
Invesco Financial Preferred ETF
PGF
$667M
$1.31M 0.02%
73,014
+2,115
+3% +$38.8K
AVA icon
710
Avista
AVA
$3.23B
$1.31M 0.02%
32,645
-1,540
-5% -$62.3K
FFC
711
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$785M
$1.31M 0.02%
69,388
-21,933
-24% -$430K
CVY icon
712
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$1.3M 0.02%
64,630
+2,532
+4% +$49.8K
EVV
713
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$1.3M 0.02%
94,882
+7,223
+8% +$96.8K
PCN
714
PIMCO Corporate & Income Strategy Fund
PCN
$889M
$1.3M 0.02%
87,732
-1,462
-2% -$21.6K
OA
715
DELISTED
Orbital ATK, Inc.
OA
$1.3M 0.02%
16,526
-4,613
-22% -$376K
STPZ icon
716
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$1.29M 0.02%
24,697
+768
+3% +$40.3K
ITM icon
717
VanEck Intermediate Muni ETF
ITM
$2.13B
$1.29M 0.02%
27,632
+26
+0.1% +$1.23K
PDBC icon
718
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.65B
$1.29M 0.02%
74,617
+1,467
+2% +$25.7K
KXI icon
719
iShares Global Consumer Staples ETF
KXI
$1.06B
$1.28M 0.02%
27,924
-606
-2% -$28.4K
XME icon
720
State Street SPDR S&P Metals & Mining ETF
XME
$4.53B
$1.28M 0.02%
42,228
+839
+2% +$24.2K
ABMD
721
DELISTED
Abiomed Inc
ABMD
$1.28M 0.02%
11,383
-2,330
-17% -$270K
LNT icon
722
Alliant Energy
LNT
$17.8B
$1.28M 0.02%
33,781
+1,767
+6% +$65.2K
MAA icon
723
Mid-America Apartment Communities
MAA
$15.4B
$1.26M 0.02%
12,904
+1,023
+9% +$94.1K
FDM icon
724
First Trust Dow Jones Select MicroCap Index Fund
FDM
$269M
$1.26M 0.02%
28,653
+27,308
+2,030% +$1.08M
XLKS
725
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$1.26M 0.02%
18,122
+4,189
+30% +$292K
27 28
29
30 31

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.