We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATHN
701
DELISTED
Athenahealth, Inc.
ATHN
$478K 0.01%
3,557
-50
-1% -$6.42K
AA icon
702
Alcoa
AA
$13.6B
$476K 0.01%
18,645
-585
-3% -$13K
SUB icon
703
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$475K 0.01%
4,469
-1,042
-19% -$111K
WIN
704
DELISTED
Windstream Holdings Inc
WIN
$475K 0.01%
7,604
-942
-11% -$61K
SLA
705
DELISTED
AMERICAN SELECT PTFL INC
SLA
$475K 0.01%
51,342
+893
+2% +$8.56K
TFC icon
706
Truist Financial
TFC
$63.4B
$474K 0.01%
12,695
+664
+6% +$22.9K
DPO
707
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
$473K 0.01%
36,020
– –
IMVP
708
Invesco India ETF
IMVP
$108M
$470K 0.01%
26,638
-1,100
-4% -$18.7K
FEM icon
709
First Trust Emerging Markets AlphaDEX Fund
FEM
$785M
$468K 0.01%
18,830
+1,376
+8% +$34.3K
ADAM
710
Adamas Trust
ADAM
$880M
$468K 0.01%
16,750
– –
GAZ
711
DELISTED
iPath Bloomberg Natural Gas Subindex Total Return ETN due October 22, 2037
GAZ
$468K 0.01%
202,439
-15,701
-7% -$36.9K
KBWD icon
712
Invesco KBW High Dividend Yield Financial ETF
KBWD
$423M
$467K 0.01%
18,413
-4,586
-20% -$115K
POWA icon
713
Invesco Bloomberg Pricing Power ETF
POWA
$183M
$467K 0.01%
13,675
+12,600
+1,172% +$431K
APU
714
DELISTED
AmeriGas Partners, L.P.
APU
$466K 0.01%
10,463
+1,802
+21% +$78.4K
BWX icon
715
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$463K 0.01%
16,050
+11,992
+296% +$350K
XLVS
716
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$463K 0.01%
8,394
-200
-2% -$11K
ALB icon
717
Albemarle
ALB
$15.5B
$462K 0.01%
7,286
+293
+4% +$19.4K
SU icon
718
Suncor Energy
SU
$73.4B
$460K 0.01%
13,137
+1,583
+14% +$55.7K
CBRE icon
719
CBRE Group
CBRE
$41.7B
$458K 0.01%
17,422
+15,472
+793% +$368K
ITB icon
720
iShares US Home Construction ETF
ITB
$2.35B
$457K 0.01%
18,424
+15,229
+477% +$345K
CZA icon
721
Invesco Zacks Mid-Cap ETF
CZA
$192M
$454K 0.01%
10,004
-120
-1% -$5.29K
EXG icon
722
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$454K 0.01%
45,355
-8,910
-16% -$87.5K
SYK icon
723
Stryker
SYK
$133B
$451K 0.01%
6,002
-235
-4% -$17.1K
WPC icon
724
W.P. Carey
WPC
$16.1B
$451K 0.01%
7,499
-11
-0.1% -$692
EMCB icon
725
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.8M
$450K 0.01%
6,044
-255
-4% -$19.1K
27 28
29
30 31

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.