Ladenburg Thalmann Financial Services’s DOW ENHANCED PREMIUM & INCOME FUND, INC COM DPO Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio DPO Stock Details DPO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-38,520	Closed	-$515K	–	4566
2014 Q3	$515K	Hold	38,520	–	–	0.01%	773
2014 Q2	$530K	Hold	38,520	–	–	0.01%	760
2014 Q1	$517K	Buy	38,520 +2,500	+7%	+$33K	0.02%	717
2013 Q4	$473K	Hold	36,020	–	–	0.01%	707
2013 Q3	$424K	Buy	36,020 +1,500	+4%	+$18.3K	0.01%	717
2013 Q2	$420K	Buy	+34,520	New	+$416K	0.02%	691

Ladenburg Thalmann Financial Services's DPO Position: Q4 2014 in Review

Ladenburg Thalmann Financial Services sold out of DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) in Q4 2014, closing a stake of 38,520 shares — an estimated $515K sold.

Ladenburg Thalmann Financial Services first reported a position in DPO in Q2 2013 and held it in 6 quarters. The position peaked at $530K in Q2 2014. 0 funds tracked by Wall St. Rank hold DPO as of Q4 2014.

Ladenburg Thalmann Financial Services reported no remaining DOW ENHANCED PREMIUM & INCOME FUND, INC COM position as of Q4 2014 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 38,520 DOW ENHANCED PREMIUM & INCOME FUND, INC COM shares in Q4 2014, an estimated $515K.
Ladenburg Thalmann Financial Services first reported a position in DOW ENHANCED PREMIUM & INCOME FUND, INC COM in Q2 2013 and held it in 6 quarters.
Ladenburg Thalmann Financial Services's DOW ENHANCED PREMIUM & INCOME FUND, INC COM position peaked at $530K in Q2 2014.
0 funds tracked by Wall St. Rank held DOW ENHANCED PREMIUM & INCOME FUND, INC COM as of Q4 2014.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.