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DPO

DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO

Delisted

DPO was delisted on the 19th of December, 2014.

45 hedge funds and large institutions have $34.9M invested in DOW ENHANCED PREMIUM & INCOME FUND, INC COM in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,000% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 1

125% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 8

29% more funds holding

Funds holding: 3545 (+10)

1% more capital invested

Capital invested by funds: $34.4M → $34.9M (+$514K)

Holders
45
Holders Change
+10
Holders Change %
+28.57%
% of All Funds
1.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
18
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$5.16M -$543K -44,389 -9%
GC
2
Guggenheim Capital
Illinois
$4.27M +$429K +35,115 +11%
Invesco
3
Invesco
Georgia
$3.15M +$663K +54,198 +25%
RJA
4
Raymond James & Associates
Florida
$2.89M +$213K +17,421 +8%
Morgan Stanley
5
Morgan Stanley
New York
$2.42M +$194K +15,851 +8%
Bank of America
6
Bank of America
North Carolina
$2.29M -$1.59M -129,746 -40%
U
7
UBS
Switzerland
$1.98M +$125K +10,225 +6%
FAM
8
Formidable Asset Management
Ohio
$1.63M +$1.66M +135,678 New
LPL Financial
9
LPL Financial
California
$1.62M +$70.8K +5,795 +5%
KIM
10
Karpus Investment Management
New York
$1.48M -$571K -46,693 -27%
AAM
11
Advisors Asset Management
Colorado
$913K -$50.8K -4,154 -5%
CWM
12
Concert Wealth Management
California
$780K +$623 +51 +0.1%
ACP
13
Aviance Capital Partners
Florida
$772K +$320K +26,150 +66%
BNP Paribas Financial Markets
14
BNP Paribas Financial Markets
France
$720K +$467K +38,204 +166%
BCA
15
Benchmark Capital Advisors
New York
$601K +$12.2K +1,000 +2%
SFS
16
Shaker Financial Services
Virginia
$601K +$624K +51,078 New
FSA
17
Financial Sense Advisors
California
$512K +$532K +43,550 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$436K +$1.66K +136 +0.4%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$424K +$18.3K +1,500 +4%
V
20
Veritable
Delaware
$271K
KeyBank National Association
21
KeyBank National Association
Ohio
$234K
NPC
22
National Planning Corporation
California
$192K +$12.2K +1,000 +7%
JMPWA
23
JP Morgan Private Wealth Advisors
California
$170K
FAAS
24
First Allied Advisory Services
California
$165K -$130K -10,625 -43%
VKH
25
Virtu KCG Holdings
New York
$163K +$169K +13,848 New

DPO Hedge Fund Activity: Q3 2013 in Review

45 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) for Q3 2013, worth a combined $34.9M — up 1.5% from $34.4M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new DPO positions and 1 closed out — a net gain of 10 holders — while 18 added to existing stakes and 8 trimmed.

The largest buyer was Invesco, adding an estimated $663K. The largest seller was Bank of America, cutting an estimated $1.59M.

  • 45 institutional investors held DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) as of Q3 2013, up from 35 in Q2 2013.
  • Funds reported $34.9M of DOW ENHANCED PREMIUM & INCOME FUND, INC COM stock for Q3 2013, up 1.5% quarter-over-quarter.
  • 11 funds opened new DOW ENHANCED PREMIUM & INCOME FUND, INC COM positions in Q3 2013 and 1 closed out, a net change of +10 holders.
  • The largest DOW ENHANCED PREMIUM & INCOME FUND, INC COM buyer in Q3 2013 was Invesco, an estimated $663K added.
  • The largest DOW ENHANCED PREMIUM & INCOME FUND, INC COM seller in Q3 2013 was Bank of America, an estimated $1.59M sold.

Based on aggregated 13F filings for Q3 2013.