DPO

DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO

Overview Fund Activity
Delisted

DPO was delisted on the 19th of December, 2014.

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45 hedge funds and large institutions have $34.9M invested in DOW ENHANCED PREMIUM & INCOME FUND, INC COM in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
+10
Holders Change %
+28.57%
% of All Funds
1.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
18
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$3.15M
2
SFS
2
Shaker Financial Services
Virginia
$601K
3
FSA
3
Financial Sense Advisors
California
$512K
4
BNP Paribas Financial Markets
4
BNP Paribas Financial Markets
France
$720K
5
GC
5
Guggenheim Capital
Illinois
$4.27M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$2.29M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$0
3
KIM
3
Karpus Investment Management
New York
$1.48M
4
Wells Fargo
4
Wells Fargo
California
$5.16M
5
FAAS
5
First Allied Advisory Services
California
$165K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$5.16M -$522K -44,389 -9%
GC
2
Guggenheim Capital
Illinois
$4.27M +$413K +35,115 +11%
Invesco
3
Invesco
Georgia
$3.15M +$638K +54,198 +25%
RJA
4
Raymond James & Associates
Florida
$2.89M +$205K +17,421 +8%
Morgan Stanley
5
Morgan Stanley
New York
$2.42M +$187K +15,851 +8%
Bank of America
6
Bank of America
North Carolina
$2.29M -$1.53M -129,746 -40%
U
7
UBS
Switzerland
$1.98M +$120K +10,225 +6%
FAM
8
Formidable Asset Management
Ohio
$1.63M +$1.63M +135,678 New
LPL Financial
9
LPL Financial
California
$1.62M +$70.2K +5,795 +5%
KIM
10
Karpus Investment Management
New York
$1.48M -$550K -46,693 -27%
AAM
11
Advisors Asset Management
Colorado
$913K -$48.9K -4,154 -5%
CWM
12
Concert Wealth Management
California
$780K +$602 +51 +0.1%
ACP
13
Aviance Capital Partners
Florida
$772K +$308K +26,150 +66%
BNP Paribas Financial Markets
14
BNP Paribas Financial Markets
France
$720K +$450K +38,204 +166%
BCA
15
Benchmark Capital Advisors
New York
$601K +$11.8K +1,000 +2%
SFS
16
Shaker Financial Services
Virginia
$601K +$601K +51,078 New
FSA
17
Financial Sense Advisors
California
$512K +$512K +43,550 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$436K +$1.6K +136 +0.4%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$424K +$17.7K +1,500 +4%
V
20
Veritable
Delaware
$271K – – –
KeyBank National Association
21
KeyBank National Association
Ohio
$234K – – –
NPC
22
National Planning Corporation
California
$192K +$11.9K +1,000 +7%
JPMPWA
23
J.P. Morgan Private Wealth Advisors
California
$170K – – –
FAAS
24
First Allied Advisory Services
California
$165K -$126K -10,625 -43%
VKH
25
Virtu KCG Holdings
New York
$163K +$163K +13,848 New
1
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