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DPO

DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO

Delisted

DPO was delisted on the 19th of December, 2014.

40 hedge funds and large institutions have $43.1M invested in DOW ENHANCED PREMIUM & INCOME FUND, INC COM in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 11

7% more capital invested

Capital invested by funds: $40.5M → $43.1M (+$2.65M)

9% less funds holding

Funds holding: 4440 (-4)

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

Holders
40
Holders Change
-4
Holders Change %
-9.09%
% of All Funds
1.16%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
17
Reduced
11
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$5.91M -$331K -25,039 -5%
Invesco
2
Invesco
Georgia
$5.59M +$785K +59,375 +17%
GC
3
Guggenheim Capital
Illinois
$5.38M +$205K +15,504 +4%
RJA
4
Raymond James & Associates
Florida
$3.36M -$13.9K -1,051 -0.4%
AAM
5
Advisors Asset Management
Colorado
$3.09M +$2.08M +157,556 +216%
Morgan Stanley
6
Morgan Stanley
New York
$2.88M +$553K +41,845 +24%
Bank of America
7
Bank of America
North Carolina
$2.69M -$833 -63 -0%
U
8
UBS
Switzerland
$2.54M +$43.3K +3,274 +2%
LPL Financial
9
LPL Financial
California
$2.06M +$174K +13,156 +9%
FAM
10
Formidable Asset Management
Ohio
$1.75M -$34.4K -2,600 -2%
ACP
11
Aviance Capital Partners
Florida
$1.51M +$299K +22,650 +25%
CWM
12
Concert Wealth Management
California
$913K
FSA
13
Financial Sense Advisors
California
$771K
BCA
14
Benchmark Capital Advisors
New York
$630K -$23.8K -1,800 -4%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$517K +$33K +2,500 +7%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$438K +$19.3K +1,460 +5%
FAAS
17
First Allied Advisory Services
California
$387K +$220K +16,625 +133%
KeyBank National Association
18
KeyBank National Association
Ohio
$327K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$303K +$11.8K +893 +4%
BNP Paribas Financial Markets
20
BNP Paribas Financial Markets
France
$294K -$994K -75,192 -78%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$250K +$65.1K +4,925 +36%
JMPWA
22
JP Morgan Private Wealth Advisors
California
$193K
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$190K +$5.96K +451 +3%
NPC
24
National Planning Corporation
California
$176K -$39.7K -3,000 -19%
Fisher Asset Management
25
Fisher Asset Management
Washington
$173K +$171K +12,900 New

DPO Hedge Fund Activity: Q1 2014 in Review

40 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) for Q1 2014, worth a combined $43.1M — up 6.6% from $40.5M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of DPO and 3 opened new positions — a net loss of 4 holders — while 11 trimmed existing stakes and 17 added.

The largest buyer was Advisors Asset Management, adding an estimated $2.08M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $994K.

  • 40 institutional investors held DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) as of Q1 2014, down from 44 in Q4 2013.
  • Funds reported $43.1M of DOW ENHANCED PREMIUM & INCOME FUND, INC COM stock for Q1 2014, up 6.6% quarter-over-quarter.
  • 3 funds opened new DOW ENHANCED PREMIUM & INCOME FUND, INC COM positions in Q1 2014 and 7 closed out, a net change of -4 holders.
  • The largest DOW ENHANCED PREMIUM & INCOME FUND, INC COM buyer in Q1 2014 was Advisors Asset Management, an estimated $2.08M added.
  • The largest DOW ENHANCED PREMIUM & INCOME FUND, INC COM seller in Q1 2014 was BNP Paribas Financial Markets, an estimated $994K sold.

Based on aggregated 13F filings for Q1 2014.