DPO

DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO

Overview Fund Activity
Delisted

DPO was delisted on the 19th of December, 2014.

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44 hedge funds and large institutions have $40.5M invested in DOW ENHANCED PREMIUM & INCOME FUND, INC COM in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 20 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
-1
Holders Change %
-2.22%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
20
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$4.7M
2
SG Americas Securities
2
SG Americas Securities
New York
$496K
3
BNP Paribas Financial Markets
3
BNP Paribas Financial Markets
France
$1.27M
4
Wells Fargo
4
Wells Fargo
California
$6.12M
5
ACP
5
Aviance Capital Partners
Florida
$1.18M

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$0
2
SFS
2
Shaker Financial Services
Virginia
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$2.27M
4
Deutsche Bank
4
Deutsche Bank
Germany
$0
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$410K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$6.12M +$356K +27,136 +6%
GC
2
Guggenheim Capital
Illinois
$5.07M +$304K +23,127 +6%
Invesco
3
Invesco
Georgia
$4.7M +$1.18M +89,758 +34%
RJA
4
Raymond James & Associates
Florida
$3.31M +$77K +5,868 +2%
Bank of America
5
Bank of America
North Carolina
$2.63M +$77K +5,862 +3%
U
6
UBS
Switzerland
$2.45M +$240K +18,285 +11%
Morgan Stanley
7
Morgan Stanley
New York
$2.27M -$426K -32,458 -16%
LPL Financial
8
LPL Financial
California
$1.84M +$88.3K +6,724 +5%
FAM
9
Formidable Asset Management
Ohio
$1.72M -$30K -2,330 -2%
BNP Paribas Financial Markets
10
BNP Paribas Financial Markets
France
$1.27M +$471K +35,853 +59%
ACP
11
Aviance Capital Partners
Florida
$1.18M +$314K +23,925 +36%
AAM
12
Advisors Asset Management
Colorado
$960K -$59K -4,490 -6%
CWM
13
Concert Wealth Management
California
$899K +$29.7K +2,260 +3%
FSA
14
Financial Sense Advisors
California
$755K +$184K +14,000 +32%
BCA
15
Benchmark Capital Advisors
New York
$641K -$30.2K -2,300 -5%
SG Americas Securities
16
SG Americas Securities
New York
$496K +$496K +37,784 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$473K – – –
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$410K -$75.7K -5,771 -16%
KeyBank National Association
19
KeyBank National Association
Ohio
$321K +$59.2K +4,500 +23%
V
20
Veritable
Delaware
$313K +$10.5K +803 +3%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$285K +$115K +8,737 +67%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$222K +$222K +16,876 New
NPC
23
National Planning Corporation
California
$213K – – –
VKH
24
Virtu KCG Holdings
New York
$210K +$28.5K +2,175 +16%
JPMPWA
25
J.P. Morgan Private Wealth Advisors
California
$190K – – –
1
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