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DPO

DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO

Delisted

DPO was delisted on the 19th of December, 2014.

44 hedge funds and large institutions have $40.5M invested in DOW ENHANCED PREMIUM & INCOME FUND, INC COM in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 20 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

122% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 9

16% more capital invested

Capital invested by funds: $34.9M → $40.5M (+$5.56M)

2% less funds holding

Funds holding: 4544 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
44
Holders Change
-1
Holders Change %
-2.22%
% of All Funds
1.28%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
20
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$6.12M +$341K +27,136 +6%
GC
2
Guggenheim Capital
Illinois
$5.07M +$291K +23,127 +6%
Invesco
3
Invesco
Georgia
$4.7M +$1.13M +89,758 +34%
RJA
4
Raymond James & Associates
Florida
$3.31M +$73.8K +5,868 +2%
Bank of America
5
Bank of America
North Carolina
$2.63M +$73.7K +5,862 +3%
U
6
UBS
Switzerland
$2.45M +$230K +18,285 +11%
Morgan Stanley
7
Morgan Stanley
New York
$2.27M -$408K -32,458 -16%
LPL Financial
8
LPL Financial
California
$1.84M +$84.6K +6,724 +5%
FAM
9
Formidable Asset Management
Ohio
$1.72M -$29.3K -2,330 -2%
BNP Paribas Financial Markets
10
BNP Paribas Financial Markets
France
$1.27M +$451K +35,853 +59%
ACP
11
Aviance Capital Partners
Florida
$1.18M +$301K +23,925 +36%
AAM
12
Advisors Asset Management
Colorado
$960K -$56.5K -4,490 -6%
CWM
13
Concert Wealth Management
California
$899K +$28.4K +2,260 +3%
FSA
14
Financial Sense Advisors
California
$755K +$176K +14,000 +32%
BCA
15
Benchmark Capital Advisors
New York
$641K -$28.9K -2,300 -5%
SG Americas Securities
16
SG Americas Securities
New York
$496K +$475K +37,784 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$473K
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$410K -$72.6K -5,771 -16%
KeyBank National Association
19
KeyBank National Association
Ohio
$321K +$56.6K +4,500 +23%
V
20
Veritable
Delaware
$313K +$10.1K +803 +3%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$285K +$110K +8,737 +67%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$222K +$212K +16,876 New
NPC
23
National Planning Corporation
California
$213K
VKH
24
Virtu KCG Holdings
New York
$210K +$27.4K +2,175 +16%
JMPWA
25
JP Morgan Private Wealth Advisors
California
$190K

DPO Hedge Fund Activity: Q4 2013 in Review

44 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) for Q4 2013, worth a combined $40.5M — up 16% from $34.9M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of DPO and 4 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 20 added.

The largest buyer was Invesco, adding an estimated $1.13M. The largest seller was Karpus Investment Management, exiting entirely with an estimated $1.48M sold.

  • 44 institutional investors held DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) as of Q4 2013, down from 45 in Q3 2013.
  • Funds reported $40.5M of DOW ENHANCED PREMIUM & INCOME FUND, INC COM stock for Q4 2013, up 16% quarter-over-quarter.
  • 4 funds opened new DOW ENHANCED PREMIUM & INCOME FUND, INC COM positions in Q4 2013 and 5 closed out, a net change of -1 holder.
  • The largest DOW ENHANCED PREMIUM & INCOME FUND, INC COM buyer in Q4 2013 was Invesco, an estimated $1.13M added.
  • The largest DOW ENHANCED PREMIUM & INCOME FUND, INC COM seller in Q4 2013 was Karpus Investment Management, an estimated $1.48M sold.

Based on aggregated 13F filings for Q4 2013.