KIM
DPO

Karpus Investment Management’s DOW ENHANCED PREMIUM & INCOME FUND, INC COM DPO Stock Holding History

Karpus Investment Management’s Portfolio DPO Stock Details DPO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-125,874
Closed -$1.48M – 224
2013
Q3 		$1.48M Sell
125,874
-46,693
-27% -$571K 0.09% 118
2013
Q2 		$2.1M Buy
+172,567
New +$2.08M 0.15% 88

Other funds holding DPO

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
FAM
Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return
BNP Paribas Financial Markets
BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Karpus Investment Management's DPO Position: Q4 2013 in Review

Karpus Investment Management sold out of DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) in Q4 2013, closing a stake of 125,874 shares — an estimated $1.48M sold.

Karpus Investment Management first reported a position in DPO in Q2 2013 and held it in 2 quarters. The position peaked at $2.1M in Q2 2013. 44 funds tracked by Wall St. Rank hold DPO as of Q4 2013.

  • Karpus Investment Management reported no remaining DOW ENHANCED PREMIUM & INCOME FUND, INC COM position as of Q4 2013 after selling out during the quarter.
  • Karpus Investment Management sold 125,874 DOW ENHANCED PREMIUM & INCOME FUND, INC COM shares in Q4 2013, an estimated $1.48M.
  • Karpus Investment Management first reported a position in DOW ENHANCED PREMIUM & INCOME FUND, INC COM in Q2 2013 and held it in 2 quarters.
  • Karpus Investment Management's DOW ENHANCED PREMIUM & INCOME FUND, INC COM position peaked at $2.1M in Q2 2013.
  • 44 funds tracked by Wall St. Rank held DOW ENHANCED PREMIUM & INCOME FUND, INC COM as of Q4 2013.

Based on Karpus Investment Management's 13F filing for Q4 2013, filed 14 Feb 2014.