U
DPO

UBS’s DOW ENHANCED PREMIUM & INCOME FUND, INC COM DPO Stock Holding History

UBS’s Portfolio DPO Stock Details DPO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$2.69M Buy
201,829
+9,054
+5% +$122K ﹤0.01% 2628
2014
Q2 		$2.65M Buy
192,775
+2,905
+2% +$39.3K ﹤0.01% 2604
2014
Q1 		$2.54M Buy
189,870
+3,274
+2% +$43.3K ﹤0.01% 2538
2013
Q4 		$2.45M Buy
186,596
+18,285
+11% +$230K ﹤0.01% 2601
2013
Q3 		$1.98M Buy
168,311
+10,225
+6% +$125K ﹤0.01% 2592
2013
Q2 		$1.92M Buy
+158,086
New +$1.9M ﹤0.01% 2580

Other funds holding DPO

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
ACP
Aviance Capital Partners Naples, Florida $963M AUM 32.56% 1-Year Est. Return
FAM
Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return

UBS's DPO Position: Q3 2014 in Review

UBS increased its DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) stake by 4.7% in Q3 2014, buying an estimated $122K and bringing the position to 201,829 shares worth $2.69M. The position accounts for ﹤0.01% of the portfolio, ranked #2628.

UBS first reported a position in DPO in Q2 2013 and has held it in 6 quarters since. 38 funds tracked by Wall St. Rank hold DPO as of Q3 2014.

  • UBS held 201,829 shares of DOW ENHANCED PREMIUM & INCOME FUND, INC COM worth $2.69M as of Q3 2014.
  • UBS bought 9,054 DOW ENHANCED PREMIUM & INCOME FUND, INC COM shares in Q3 2014, an estimated $122K.
  • DOW ENHANCED PREMIUM & INCOME FUND, INC COM made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2628 holding.
  • UBS first reported a position in DOW ENHANCED PREMIUM & INCOME FUND, INC COM in Q2 2013 and has held it in 6 quarters since.
  • 38 funds tracked by Wall St. Rank held DOW ENHANCED PREMIUM & INCOME FUND, INC COM as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.