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DPO

DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO

Delisted

DPO was delisted on the 19th of December, 2014.

38 hedge funds and large institutions have $50M invested in DOW ENHANCED PREMIUM & INCOME FUND, INC COM in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more capital invested

Capital invested by funds: $47.9M → $50M (+$2.07M)

0% more funds holding

Funds holding: 3838 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

7% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 14

Holders
38
Holders Change
Holders Change %
0%
% of All Funds
1.1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
13
Reduced
14
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$10.1M +$1.91M +141,402 +23%
GC
2
Guggenheim Capital
Illinois
$6.07M +$472K +34,936 +8%
Invesco
3
Invesco
Georgia
$5.34M -$314K -23,213 -5%
Morgan Stanley
4
Morgan Stanley
New York
$3.03M -$77.6K -5,738 -2%
Bank of America
5
Bank of America
North Carolina
$2.76M -$38.9K -2,877 -1%
RJA
6
Raymond James & Associates
Florida
$2.73M -$423K -31,316 -13%
U
7
UBS
Switzerland
$2.69M +$122K +9,054 +5%
AAM
8
Advisors Asset Management
Colorado
$2.31M -$21.7K -1,603 -0.9%
LPL Financial
9
LPL Financial
California
$2.04M -$85.8K -6,345 -4%
ACP
10
Aviance Capital Partners
Florida
$1.9M +$99.1K +7,325 +5%
FAM
11
Formidable Asset Management
Ohio
$1.79M +$7.44K +550 +0.4%
Stifel Financial
12
Stifel Financial
Missouri
$1.49M +$473K +35,000 +46%
CWM
13
Concert Wealth Management
California
$895K -$15.6K -1,151 -2%
WAM
14
Wolverine Asset Management
Illinois
$894K +$907K +67,083 New
FSA
15
Financial Sense Advisors
California
$799K
BCA
16
Benchmark Capital Advisors
New York
$616K -$10.8K -800 -2%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$515K
SFS
18
Shaker Financial Services
Virginia
$442K +$32.8K +2,425 +8%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$405K -$7.79K -576 -2%
VKH
20
Virtu KCG Holdings
New York
$392K +$397K +29,349 New
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$374K +$56.6K +4,187 +18%
KeyBank National Association
22
KeyBank National Association
Ohio
$326K -$13.5K -1,000 -4%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$306K +$104K +7,675 +50%
AIG
24
American International Group
New York
$239K +$61.1K +4,518 +34%
FAAS
25
First Allied Advisory Services
California
$224K -$172K -12,750 -43%

DPO Hedge Fund Activity: Q3 2014 in Review

38 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) for Q3 2014, worth a combined $50M — up 4.3% from $47.9M a quarter earlier.

Fund positioning in DPO was balanced in Q3 2014: 3 funds opened new positions, 3 closed out, 13 added to existing stakes and 14 trimmed.

The largest buyer was Wells Fargo, adding an estimated $1.91M. The largest seller was Raymond James & Associates, cutting an estimated $423K.

  • 38 institutional investors held DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $50M of DOW ENHANCED PREMIUM & INCOME FUND, INC COM stock for Q3 2014, up 4.3% quarter-over-quarter.
  • 3 funds opened new DOW ENHANCED PREMIUM & INCOME FUND, INC COM positions in Q3 2014 and 3 closed out, a net change of 0 holders.
  • The largest DOW ENHANCED PREMIUM & INCOME FUND, INC COM buyer in Q3 2014 was Wells Fargo, an estimated $1.91M added.
  • The largest DOW ENHANCED PREMIUM & INCOME FUND, INC COM seller in Q3 2014 was Raymond James & Associates, an estimated $423K sold.

Based on aggregated 13F filings for Q3 2014.