DPO

DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO

Overview Fund Activity
Delisted

DPO was delisted on the 19th of December, 2014.

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38 hedge funds and large institutions have $50M invested in DOW ENHANCED PREMIUM & INCOME FUND, INC COM in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
–
Holders Change %
0%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
13
Reduced
14
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$10.1M
2
WAM
2
Wolverine Asset Management
Illinois
$894K
3
Stifel Financial
3
Stifel Financial
Missouri
$1.49M
4
GC
4
Guggenheim Capital
Illinois
$6.07M
5
VKH
5
Virtu KCG Holdings
New York
$392K

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$2.73M
2
Invesco
2
Invesco
Georgia
$5.34M
3
FAAS
3
First Allied Advisory Services
California
$224K
4
US Bancorp
4
US Bancorp
Minnesota
$0
5
LPL Financial
5
LPL Financial
California
$2.04M
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$10.1M +$1.89M +141,402 +23%
GC
2
Guggenheim Capital
Illinois
$6.07M +$466K +34,936 +8%
Invesco
3
Invesco
Georgia
$5.34M -$310K -23,213 -5%
Morgan Stanley
4
Morgan Stanley
New York
$3.03M -$76.5K -5,738 -2%
Bank of America
5
Bank of America
North Carolina
$2.76M -$38.4K -2,877 -1%
RJA
6
Raymond James & Associates
Florida
$2.73M -$418K -31,316 -13%
U
7
UBS
Switzerland
$2.69M +$121K +9,054 +5%
AAM
8
Advisors Asset Management
Colorado
$2.31M -$21.4K -1,603 -0.9%
LPL Financial
9
LPL Financial
California
$2.04M -$83.4K -6,345 -4%
ACP
10
Aviance Capital Partners
Florida
$1.9M +$97.7K +7,325 +5%
FAM
11
Formidable Asset Management
Ohio
$1.79M +$7.48K +550 +0.4%
Stifel Financial
12
Stifel Financial
Missouri
$1.49M +$467K +35,000 +46%
CWM
13
Concert Wealth Management
California
$895K -$15.3K -1,151 -2%
WAM
14
Wolverine Asset Management
Illinois
$894K +$894K +67,083 New
FSA
15
Financial Sense Advisors
California
$799K – – –
BCA
16
Benchmark Capital Advisors
New York
$616K -$10.7K -800 -2%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$515K – – –
SFS
18
Shaker Financial Services
Virginia
$442K +$32.3K +2,425 +8%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$405K -$7.69K -576 -2%
VKH
20
Virtu KCG Holdings
New York
$392K +$392K +29,349 New
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$374K +$55.8K +4,187 +18%
KeyBank National Association
22
KeyBank National Association
Ohio
$326K -$13.4K -1,000 -4%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$306K +$102K +7,675 +50%
AIG
24
American International Group
New York
$239K +$60.3K +4,518 +34%
FAAS
25
First Allied Advisory Services
California
$224K -$170K -12,750 -43%
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