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DPO

DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO

Delisted

DPO was delisted on the 19th of December, 2014.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
– -$10.1M -757,766 Closed
Guggenheim Capital
2
Guggenheim Capital
Illinois
– -$6.07M -455,217 Closed
Invesco
3
Invesco
Georgia
– -$5.34M -400,485 Closed
Morgan Stanley
4
Morgan Stanley
New York
– -$3.03M -226,935 Closed
Bank of America
5
Bank of America
North Carolina
– -$2.76M -207,085 Closed
Raymond James & Associates
6
Raymond James & Associates
Florida
– -$2.73M -204,371 Closed
Advisors Asset Management
7
Advisors Asset Management
Colorado
– -$2.31M -173,217 Closed
LPL Financial
8
LPL Financial
California
– -$2.04M -155,015 Closed
Aviance Capital Partners
9
Aviance Capital Partners
Florida
– -$1.9M -142,300 Closed
Formidable Asset Management
10
Formidable Asset Management
Ohio
– -$1.79M -131,298 Closed
Stifel Financial
11
Stifel Financial
Missouri
– -$1.49M -111,601 Closed
CWM
12
Concert Wealth Management
California
– -$895K -67,288 Closed
Wolverine Asset Management
13
Wolverine Asset Management
Illinois
– -$894K -67,083 Closed
Financial Sense Advisors
14
Financial Sense Advisors
California
– -$799K -59,900 Closed
BCA
15
Benchmark Capital Advisors
New York
– -$616K -46,200 Closed
Ladenburg Thalmann Financial Services
16
Ladenburg Thalmann Financial Services
Florida
– -$515K -38,520 Closed
Shaker Financial Services
17
Shaker Financial Services
Virginia
– -$442K -33,135 Closed
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
– -$405K -30,331 Closed
Virtu KCG Holdings
19
Virtu KCG Holdings
New York
– -$392K -29,349 Closed
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
– -$374K -28,070 Closed
KeyBank National Association
21
KeyBank National Association
Ohio
– -$326K -24,410 Closed
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
– -$306K -22,959 Closed
American International Group
23
American International Group
New York
– -$239K -17,887 Closed
First Allied Advisory Services
24
First Allied Advisory Services
California
– -$224K -16,797 Closed
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
– -$209K -15,690 Closed
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