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DPO

DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO

Excluida de cotización

DPO dejó de cotizar en bolsa el 19 de diciembre de 2014.

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Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Wells Fargo
1
Wells Fargo
California
– -USD 10.1 M -757,766 Cerradas
Guggenheim Capital
2
Guggenheim Capital
Illinois
– -USD 6.07 M -455,217 Cerradas
Invesco
3
Invesco
Georgia
– -USD 5.34 M -400,485 Cerradas
Morgan Stanley
4
Morgan Stanley
New York
– -USD 3.03 M -226,935 Cerradas
Bank of America
5
Bank of America
North Carolina
– -USD 2.76 M -207,085 Cerradas
Raymond James & Associates
6
Raymond James & Associates
Florida
– -USD 2.73 M -204,371 Cerradas
Advisors Asset Management
7
Advisors Asset Management
Colorado
– -USD 2.31 M -173,217 Cerradas
LPL Financial
8
LPL Financial
California
– -USD 2.04 M -155,015 Cerradas
Aviance Capital Partners
9
Aviance Capital Partners
Florida
– -USD 1.9 M -142,300 Cerradas
Formidable Asset Management
10
Formidable Asset Management
Ohio
– -USD 1.79 M -131,298 Cerradas
Stifel Financial
11
Stifel Financial
Missouri
– -USD 1.49 M -111,601 Cerradas
CWM
12
Concert Wealth Management
California
– -USD 895 k -67,288 Cerradas
Wolverine Asset Management
13
Wolverine Asset Management
Illinois
– -USD 894 k -67,083 Cerradas
Financial Sense Advisors
14
Financial Sense Advisors
California
– -USD 799 k -59,900 Cerradas
BCA
15
Benchmark Capital Advisors
New York
– -USD 616 k -46,200 Cerradas
Ladenburg Thalmann Financial Services
16
Ladenburg Thalmann Financial Services
Florida
– -USD 515 k -38,520 Cerradas
Shaker Financial Services
17
Shaker Financial Services
Virginia
– -USD 442 k -33,135 Cerradas
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
– -USD 405 k -30,331 Cerradas
Virtu KCG Holdings
19
Virtu KCG Holdings
New York
– -USD 392 k -29,349 Cerradas
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
– -USD 374 k -28,070 Cerradas
KeyBank National Association
21
KeyBank National Association
Ohio
– -USD 326 k -24,410 Cerradas
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
– -USD 306 k -22,959 Cerradas
American International Group
23
American International Group
New York
– -USD 239 k -17,887 Cerradas
First Allied Advisory Services
24
First Allied Advisory Services
California
– -USD 224 k -16,797 Cerradas
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
– -USD 209 k -15,690 Cerradas
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