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DPO

DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO

Delisted

DPO was delisted on the 19th of December, 2014.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$5.88M +$5.82M +483,052 New
GC
2
Guggenheim Capital
Illinois
$3.99M +$3.95M +327,605 New
Bank of America
3
Bank of America
North Carolina
$3.95M +$3.91M +324,530 New
RJA
4
Raymond James & Associates
Florida
$2.78M +$2.75M +228,444 New
Invesco
5
Invesco
Georgia
$2.6M +$2.57M +213,661 New
Morgan Stanley
6
Morgan Stanley
New York
$2.31M +$2.28M +189,387 New
KIM
7
Karpus Investment Management
New York
$2.1M +$2.08M +172,567 New
U
8
UBS
Switzerland
$1.92M +$1.9M +158,086 New
LPL Financial
9
LPL Financial
California
$1.55M +$1.54M +127,672 New
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.49M +$1.47M +122,240 New
AAM
11
Advisors Asset Management
Colorado
$995K +$985K +81,741 New
CWM
12
Concert Wealth Management
California
$803K +$796K +66,080 New
BCA
13
Benchmark Capital Advisors
New York
$610K +$604K +50,100 New
ACP
14
Aviance Capital Partners
Florida
$479K +$475K +39,400 New
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$449K +$444K +36,891 New
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$420K +$416K +34,520 New
FAAS
17
First Allied Advisory Services
California
$298K +$295K +24,500 New
V
18
Veritable
Delaware
$280K +$278K +23,045 New
BNP Paribas Financial Markets
19
BNP Paribas Financial Markets
France
$279K +$277K +22,952 New
KeyBank National Association
20
KeyBank National Association
Ohio
$242K +$240K +19,910 New
NPC
21
National Planning Corporation
California
$184K +$182K +15,100 New
JMPWA
22
JP Morgan Private Wealth Advisors
California
$176K +$174K +14,435 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$160K +$158K +13,083 New
WTNA
24
Wilmington Trust National Association
Delaware
$122K +$120K +10,000 New
TRCT
25
Tower Research Capital (TRC)
New York
$63K +$62.6K +5,195 New
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