RJFSA
DPO

Raymond James Financial Services Advisors’s DOW ENHANCED PREMIUM & INCOME FUND, INC COM DPO Stock Holding History

Raymond James Financial Services Advisors’s Portfolio DPO Stock Details DPO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-122,240
Closed -$1.49M – 1104
2013
Q2 		$1.49M Buy
+122,240
New +$1.47M 0.04% 480

Other funds holding DPO

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
FAM
Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Raymond James Financial Services Advisors's DPO Position: Q3 2013 in Review

Raymond James Financial Services Advisors sold out of DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) in Q3 2013, closing a stake of 122,240 shares — an estimated $1.49M sold.

Raymond James Financial Services Advisors first reported a position in DPO in Q2 2013 and held it in 1 quarter. The position peaked at $1.49M in Q2 2013. 45 funds tracked by Wall St. Rank hold DPO as of Q3 2013.

  • Raymond James Financial Services Advisors reported no remaining DOW ENHANCED PREMIUM & INCOME FUND, INC COM position as of Q3 2013 after selling out during the quarter.
  • Raymond James Financial Services Advisors sold 122,240 DOW ENHANCED PREMIUM & INCOME FUND, INC COM shares in Q3 2013, an estimated $1.49M.
  • Raymond James Financial Services Advisors first reported a position in DOW ENHANCED PREMIUM & INCOME FUND, INC COM in Q2 2013 and held it in 1 quarter.
  • Raymond James Financial Services Advisors's DOW ENHANCED PREMIUM & INCOME FUND, INC COM position peaked at $1.49M in Q2 2013.
  • 45 funds tracked by Wall St. Rank held DOW ENHANCED PREMIUM & INCOME FUND, INC COM as of Q3 2013.

Based on Raymond James Financial Services Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.