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DPO

DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO

Delisted

DPO was delisted on the 19th of December, 2014.

38 hedge funds and large institutions have $47.9M invested in DOW ENHANCED PREMIUM & INCOME FUND, INC COM in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

143% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 7

11% more capital invested

Capital invested by funds: $43.1M → $47.9M (+$4.78M)

5% less funds holding

Funds holding: 4038 (-2)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
38
Holders Change
-2
Holders Change %
-5%
% of All Funds
1.09%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
17
Reduced
7
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$8.47M +$2.38M +175,604 +40%
Invesco
2
Invesco
Georgia
$5.82M +$90.8K +6,706 +2%
GC
3
Guggenheim Capital
Illinois
$5.78M +$256K +18,930 +5%
RJA
4
Raymond James & Associates
Florida
$3.24M -$203K -14,995 -6%
Morgan Stanley
5
Morgan Stanley
New York
$3.2M +$244K +18,048 +8%
Bank of America
6
Bank of America
North Carolina
$2.88M +$127K +9,379 +5%
U
7
UBS
Switzerland
$2.65M +$39.3K +2,905 +2%
AAM
8
Advisors Asset Management
Colorado
$2.4M -$756K -55,833 -24%
LPL Financial
9
LPL Financial
California
$2.22M +$108K +8,013 +5%
ACP
10
Aviance Capital Partners
Florida
$1.85M +$309K +22,850 +20%
FAM
11
Formidable Asset Management
Ohio
$1.8M
Stifel Financial
12
Stifel Financial
Missouri
$1.05M +$1.04M +76,601 New
CWM
13
Concert Wealth Management
California
$919K +$650 +48 +0.1%
FSA
14
Financial Sense Advisors
California
$823K +$31.8K +2,350 +4%
BCA
15
Benchmark Capital Advisors
New York
$646K
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$530K
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$425K -$24.5K -1,809 -6%
SFS
18
Shaker Financial Services
Virginia
$422K +$416K +30,710 New
FAAS
19
First Allied Advisory Services
California
$408K +$6.05K +447 +2%
KeyBank National Association
20
KeyBank National Association
Ohio
$349K +$13.5K +1,000 +4%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$328K +$70.9K +5,242 +28%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$217K +$21.3K +1,574 +11%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$210K -$98.9K -7,304 -32%
BNP Paribas Financial Markets
24
BNP Paribas Financial Markets
France
$199K -$99.1K -7,319 -34%
JMPWA
25
JP Morgan Private Wealth Advisors
California
$198K

DPO Hedge Fund Activity: Q2 2014 in Review

38 of the 3,480 institutional investors tracked by Wall St. Rank reported a position in DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) for Q2 2014, worth a combined $47.9M — up 11% from $43.1M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of DPO and 4 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 17 added.

The largest buyer was Wells Fargo, adding an estimated $2.38M. The largest seller was Advisors Asset Management, cutting an estimated $756K.

  • 38 institutional investors held DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) as of Q2 2014, down from 40 in Q1 2014.
  • Funds reported $47.9M of DOW ENHANCED PREMIUM & INCOME FUND, INC COM stock for Q2 2014, up 11% quarter-over-quarter.
  • 4 funds opened new DOW ENHANCED PREMIUM & INCOME FUND, INC COM positions in Q2 2014 and 6 closed out, a net change of -2 holders.
  • The largest DOW ENHANCED PREMIUM & INCOME FUND, INC COM buyer in Q2 2014 was Wells Fargo, an estimated $2.38M added.
  • The largest DOW ENHANCED PREMIUM & INCOME FUND, INC COM seller in Q2 2014 was Advisors Asset Management, an estimated $756K sold.

Based on aggregated 13F filings for Q2 2014.