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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
(-7.1%)
Cap. Flow
+$682M
Cap. Flow
% of AUM
6.14%
Top 10 Holdings %
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$110M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$56.5M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$47.2M |
| 4 |
Apple
AAPL
|
+$47M |
| 5 |
Schwab US Large- Cap ETF
SCHX
|
+$36.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$75.2M |
| 2 |
iShares Russell 2000 Growth ETF
IWO
|
+$59.4M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$27.4M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$26.3M |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$19.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.71% |
| 2 | Financials | 5.85% |
| 3 | Industrials | 4.18% |
| 4 | Healthcare | 4.18% |
| 5 | Consumer Discretionary | 3.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
Humana
HUM
$45.1B
| $1.95M | 0.02% |
6,812
+1,685
| +33% | +$534K |
|
677
Prospect Capital
PSEC
$1.15B
| $1.94M | 0.02% |
307,340
-18,759
| -6% | -$127K |
|
678
American Airlines Group
AAL
$10.2B
| $1.94M | 0.02% |
60,383
+36,909
| +157% | +$1.28M |
|
679
BlackRock Multi-Sector Income Trust
BIT
$703M
| $1.94M | 0.02% |
126,203
+15,158
| +14% | +$246K |
|
680
Ecolab
ECL
$79.8B
| $1.94M | 0.02% |
13,164
+4,441
| +51% | +$678K |
|
|
K
681
DELISTED
Kellanova
K
| $1.93M | 0.02% |
36,066
-10,834
| -23% | -$654K |
|
682
Guggenheim Strategic Opportunities Fund
GOF
$2.27B
| $1.93M | 0.02% |
105,637
+41,210
| +64% | +$801K |
|
683
Nuveen California Quality Municipal Income Fund
NAC
$1.86B
| $1.93M | 0.02% |
151,169
+50,983
| +51% | +$639K |
|
|
RCS
684
PIMCO Strategic Income Fund
RCS
$250M
| $1.93M | 0.02% |
199,002
+142,081
| +250% | +$1.33M |
|
685
iShares MSCI KLD 400 Social ETF
DSI
$5.51B
| $1.93M | 0.02% |
41,416
-2,366
| -5% | -$117K |
|
686
Nuveen Credit Strategies Income Fund
JQC
$714M
| $1.92M | 0.02% |
259,603
-19,593
| -7% | -$150K |
|
|
JPHF
687
DELISTED
JPMorgan Diversified Alternatives ETF
JPHF
| $1.92M | 0.02% |
80,012
+415
| +0.5% | +$10.1K |
|
688
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.64B
| $1.92M | 0.02% |
74,403
-8,820
| -11% | -$238K |
|
|
CHK
689
DELISTED
Chesapeake Energy Corporation
CHK
| $1.91M | 0.02% |
4,553
+1,285
| +39% | +$884K |
|
690
Amplify Alternative Harvest ETF
MJ
$108M
| $1.91M | 0.02% |
6,364
+2,452
| +63% | +$935K |
|
691
First Trust Financials AlphaDEX Fund
FXO
$1.14B
| $1.91M | 0.02% |
70,577
+4,903
| +7% | +$145K |
|
692
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
| $1.9M | 0.02% |
64,010
+6,838
| +12% | +$198K |
|
693
Innovative Industrial Properties
IIPR
$1.68B
| $1.9M | 0.02% |
41,880
+6,442
| +18% | +$295K |
|
694
Seagate
STX
$186B
| $1.88M | 0.02% |
48,737
-15,510
| -24% | -$653K |
|
695
Paycom
PAYC
$9.56B
| $1.87M | 0.02% |
15,316
-317
| -2% | -$40.6K |
|
696
Zimmer Biomet
ZBH
$18.6B
| $1.87M | 0.02% |
18,563
+1,945
| +12% | +$219K |
|
|
DFS
697
DELISTED
Discover Financial Services
DFS
| $1.87M | 0.02% |
31,465
+6,621
| +27% | +$457K |
|
698
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
| $1.86M | 0.02% |
32,207
+4,494
| +16% | +$287K |
|
699
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.28B
| $1.86M | 0.02% |
42,091
-1,395
| -3% | -$64.6K |
|
700
Baidu
BIDU
$36.1B
| $1.86M | 0.02% |
11,744
-89
| -0.8% | -$16.6K |
|
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review
As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.
By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
- Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
- Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
- Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
- Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.