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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CXP
651
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$3.02M 0.02%
143,620
+5,025
+4% +$107K
CTVA icon
652
Corteva
CTVA
$50.9B
$3.02M 0.02%
107,850
+5,985
+6% +$173K
BANX
653
ArrowMark Financial
BANX
$198M
$3.02M 0.02%
136,120
-1,986
-1% -$43.3K
CTAS icon
654
Cintas
CTAS
$82.1B
$3.01M 0.02%
44,920
-13,700
-23% -$877K
BIIB icon
655
Biogen
BIIB
$30.1B
$3M 0.02%
12,887
+859
+7% +$200K
DSI icon
656
iShares MSCI KLD 400 Social ETF
DSI
$5.51B
$3M 0.02%
54,006
+8,482
+19% +$469K
NAC icon
657
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$2.98M 0.02%
198,835
+9,472
+5% +$141K
AMD icon
658
Advanced Micro Devices
AMD
$774B
$2.97M 0.02%
102,548
-960
-0.9% -$30.1K
YUMC icon
659
Yum China
YUMC
$16.3B
$2.97M 0.02%
65,401
+5,709
+10% +$255K
CMP icon
660
Compass Minerals
CMP
$1.13B
$2.96M 0.02%
52,427
+1,243
+2% +$66.7K
DLR icon
661
Digital Realty Trust
DLR
$70.6B
$2.96M 0.02%
22,805
+956
+4% +$116K
DTE icon
662
DTE Energy
DTE
$28.6B
$2.94M 0.02%
26,033
+117
+0.5% +$12.9K
REM icon
663
iShares Mortgage Real Estate ETF
REM
$545M
$2.94M 0.02%
69,857
+3,298
+5% +$139K
SMMV icon
664
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$290M
$2.93M 0.02%
85,326
+9,941
+13% +$339K
MAA icon
665
Mid-America Apartment Communities
MAA
$15.3B
$2.91M 0.02%
22,389
+1,389
+7% +$173K
CBSH icon
666
Commerce Bancshares
CBSH
$8.47B
$2.9M 0.02%
67,402
-3,194
-5% -$133K
PLD icon
667
Prologis
PLD
$133B
$2.88M 0.02%
33,829
+956
+3% +$79.1K
RA
668
Brookfield Real Assets Income Fund
RA
$706M
$2.88M 0.02%
127,495
+20,351
+19% +$451K
CMI icon
669
Cummins
CMI
$87.1B
$2.88M 0.02%
17,704
-3,255
-16% -$521K
BSX icon
670
Boston Scientific
BSX
$74.2B
$2.87M 0.02%
70,590
+1,470
+2% +$62.3K
FTNT icon
671
Fortinet
FTNT
$119B
$2.85M 0.02%
186,055
+230
+0.1% +$3.73K
EA
672
DELISTED
Electronic Arts
EA
$2.85M 0.02%
29,151
+9,585
+49% +$900K
MKC icon
673
McCormick & Company Non-Voting
MKC
$14.2B
$2.85M 0.02%
36,484
-2,964
-8% -$238K
FGD icon
674
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$2.84M 0.02%
130,511
+13,517
+12% +$305K
OXY icon
675
Occidental Petroleum
OXY
$59B
$2.82M 0.02%
63,465
+6,888
+12% +$326K
25 26
27
28 29

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.