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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTRG icon
651
Essential Utilities
WTRG
$11.4B
$2.38M 0.02%
64,721
-1,068
-2% -$39.5K
UA icon
652
Under Armour Class C
UA
$2.23B
$2.38M 0.02%
122,543
+4,566
+4% +$88.1K
EXG icon
653
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.09B
$2.38M 0.02%
250,281
+86,223
+53% +$825K
JKHY icon
654
Jack Henry & Associates
JKHY
$10.9B
$2.37M 0.02%
14,825
+114
+0.8% +$16.8K
RSPS icon
655
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$245M
$2.37M 0.02%
92,290
-26,860
-23% -$693K
CMG icon
656
Chipotle Mexican Grill
CMG
$40.5B
$2.34M 0.02%
257,300
-222,600
-46% -$2.12M
DSI icon
657
iShares MSCI KLD 400 Social ETF
DSI
$5.51B
$2.34M 0.02%
43,782
-1,998
-4% -$105K
DLR icon
658
Digital Realty Trust
DLR
$70.6B
$2.33M 0.02%
20,698
+185
+0.9% +$22.1K
TM icon
659
Toyota
TM
$225B
$2.33M 0.02%
18,702
-7,630
-29% -$965K
VTEB icon
660
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$2.32M 0.02%
45,886
+14,655
+47% +$746K
NGL icon
661
NGL Energy Partners
NGL
$2.13B
$2.29M 0.02%
197,511
+12,869
+7% +$156K
AFL icon
662
Aflac
AFL
$60.7B
$2.29M 0.02%
48,605
+3,225
+7% +$148K
PEN icon
663
Penumbra
PEN
$12.9B
$2.29M 0.02%
15,291
+2,847
+23% +$399K
NGG icon
664
National Grid
NGG
$80.7B
$2.28M 0.02%
49,728
-20,258
-29% -$964K
MRO
665
DELISTED
Marathon Oil Corporation
MRO
$2.28M 0.02%
97,801
+3,010
+3% +$63K
TSCO icon
666
Tractor Supply
TSCO
$18.4B
$2.27M 0.02%
124,880
+87,695
+236% +$1.46M
ROBO icon
667
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
$2.27M 0.02%
54,223
-24,878
-31% -$1.02M
CFR icon
668
Cullen/Frost Bankers
CFR
$10.3B
$2.27M 0.02%
21,732
-289
-1% -$32.1K
YUMC icon
669
Yum China
YUMC
$16.3B
$2.27M 0.02%
64,540
+11,602
+22% +$413K
NOV icon
670
NOV
NOV
$7.49B
$2.26M 0.02%
52,415
+30,745
+142% +$1.38M
TFI icon
671
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$2.26M 0.02%
47,599
-3,994
-8% -$191K
AOS icon
672
A.O. Smith
AOS
$8.65B
$2.25M 0.02%
42,228
-15,897
-27% -$933K
FTA icon
673
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$2.25M 0.02%
41,546
+16,762
+68% +$906K
MKC icon
674
McCormick & Company Non-Voting
MKC
$14.2B
$2.25M 0.02%
34,118
+594
+2% +$36.7K
HEDJ icon
675
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$2.24M 0.02%
70,898
+4,548
+7% +$146K
25 26
27
28 29

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AG
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EM
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HAM
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CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.