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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTH icon
651
Hilltop Holdings
HTH
$2.25B
$1.47M 0.02%
49,474
-1,099
-2% -$29.2K
SAR icon
652
Saratoga Investment
SAR
$315M
$1.47M 0.02%
71,327
+53,955
+311% +$1.02M
AGNC icon
653
AGNC Investment
AGNC
$12.8B
$1.47M 0.02%
80,755
-54,857
-40% -$1.04M
REGN icon
654
Regeneron Pharmaceuticals
REGN
$83.2B
$1.46M 0.02%
3,969
+575
+17% +$219K
UWM icon
655
ProShares Ultra Russell2000
UWM
$245M
$1.46M 0.02%
52,360
-4,360
-8% -$109K
WIW
656
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$511M
$1.46M 0.02%
130,827
+19,739
+18% +$218K
CFO icon
657
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$427M
$1.46M 0.02%
37,341
+4,539
+14% +$178K
XRLV
658
DELISTED
Invesco S&P 500 ex-Rate Sensitive Low Volatility ETF
XRLV
$1.45M 0.02%
51,937
-144,344
-74% -$3.97M
SPAB icon
659
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.92B
$1.45M 0.02%
50,872
+4,098
+9% +$118K
FEZ icon
660
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$1.44M 0.02%
43,332
+35,694
+467% +$1.16M
DBP icon
661
Invesco DB Precious Metals Fund
DBP
$258M
$1.44M 0.02%
37,703
+2,888
+8% +$107K
BSCJ
662
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$1.44M 0.02%
67,916
+9,061
+15% +$192K
EFX icon
663
Equifax
EFX
$21.4B
$1.43M 0.02%
12,060
+8,539
+243% +$1.04M
QUAL icon
664
iShares MSCI USA Quality Factor ETF
QUAL
$48B
$1.43M 0.02%
20,722
+4,615
+29% +$313K
APD icon
665
Air Products & Chemicals
APD
$68.5B
$1.43M 0.02%
9,818
-869
-8% -$122K
SUB icon
666
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$1.42M 0.02%
13,542
+3,150
+30% +$332K
FLG
667
Flagstar Bank National Association
FLG
$5.86B
$1.42M 0.02%
29,768
-1,899
-6% -$86.9K
ENB icon
668
Enbridge
ENB
$113B
$1.42M 0.02%
33,597
+8,913
+36% +$380K
AIRR icon
669
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$1.41M 0.02%
59,675
+58,675
+5,868% +$1.28M
VTEB icon
670
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$1.41M 0.02%
28,094
+5,850
+26% +$297K
XSLV icon
671
Invesco S&P SmallCap Low Volatility ETF
XSLV
$248M
$1.41M 0.02%
33,117
-9,314
-22% -$377K
HXL icon
672
Hexcel
HXL
$7.63B
$1.41M 0.02%
27,444
-1,970
-7% -$94.7K
PBE icon
673
Invesco Biotechnology & Genome ETF
PBE
$359M
$1.41M 0.02%
36,303
+27,750
+324% +$1.12M
HPQ icon
674
HP
HPQ
$26.6B
$1.41M 0.02%
94,783
+25,228
+36% +$382K
J icon
675
Jacobs Solutions
J
$17.3B
$1.4M 0.02%
29,750
+1,501
+5% +$69.1K
25 26
27
28 29

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.