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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVS icon
601
Las Vegas Sands
LVS
$29.6B
$3.5M 0.02%
60,597
+2,210
+4% +$129K
ACWX icon
602
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$3.5M 0.02%
75,947
-260
-0.3% -$11.9K
TSN icon
603
Tyson Foods
TSN
$19.9B
$3.49M 0.02%
40,567
-82,683
-67% -$7.03M
SWKS icon
604
Skyworks Solutions
SWKS
$10.3B
$3.49M 0.02%
44,070
+3,789
+9% +$302K
ROK icon
605
Rockwell Automation
ROK
$49.6B
$3.48M 0.02%
21,142
-244
-1% -$38.6K
GL icon
606
Globe Life
GL
$14.1B
$3.48M 0.02%
36,369
-53
-0.1% -$4.81K
UN
607
DELISTED
Unilever NV New York Registry Shares
UN
$3.47M 0.02%
57,840
+446
+0.8% +$26.8K
PAYC icon
608
Paycom
PAYC
$9.57B
$3.44M 0.02%
16,425
+2,337
+17% +$546K
FPF
609
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$3.44M 0.02%
145,434
+6,554
+5% +$152K
PKW icon
610
Invesco BuyBack Achievers ETF
PKW
$1.77B
$3.4M 0.02%
54,389
-4,156
-7% -$259K
MRCC
611
DELISTED
Monroe Capital Corp
MRCC
$3.38M 0.02%
320,829
-33,182
-9% -$358K
FAST icon
612
Fastenal
FAST
$60.1B
$3.38M 0.02%
206,782
+884
+0.4% +$13.8K
COF icon
613
Capital One
COF
$134B
$3.35M 0.02%
36,893
-2,066
-5% -$186K
PGF icon
614
Invesco Financial Preferred ETF
PGF
$668M
$3.35M 0.02%
178,337
+8,372
+5% +$157K
SRLN icon
615
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$3.35M 0.02%
72,299
-1,341
-2% -$61.9K
PSCH icon
616
Invesco S&P SmallCap Health Care ETF
PSCH
$172M
$3.33M 0.02%
88,194
-76,602
-46% -$2.96M
SDIV icon
617
Global X SuperDividend ETF
SDIV
$1.21B
$3.33M 0.02%
65,531
-7,730
-11% -$389K
SPGI icon
618
S&P Global
SPGI
$120B
$3.33M 0.02%
13,608
+1,349
+11% +$337K
FTF
619
Franklin Limited Duration Income Trust
FTF
$236M
$3.3M 0.02%
354,335
+8,655
+3% +$82.5K
SNAP icon
620
Snap
SNAP
$9.32B
$3.3M 0.02%
208,634
-24,897
-11% -$399K
JSD
621
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.27M 0.02%
218,277
-7,479
-3% -$114K
CPB icon
622
Campbell Soup
CPB
$6.78B
$3.27M 0.02%
69,610
-1,866
-3% -$80.6K
DBL
623
DoubleLine Opportunistic Credit Fund
DBL
$282M
$3.25M 0.02%
156,939
-7,612
-5% -$158K
EL icon
624
Estee Lauder
EL
$31.8B
$3.25M 0.02%
16,323
-275
-2% -$52.6K
FXH icon
625
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$3.24M 0.02%
43,747
+1,556
+4% +$119K
23 24
25
26 27

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.