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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPZ
601
DELISTED
Williams Partners L.P.
WPZ
$2.1M 0.02%
53,850
-636
-1% -$25.1K
VTEB icon
602
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$2.09M 0.02%
40,475
-4,509
-10% -$233K
MAR icon
603
Marriott International
MAR
$92.3B
$2.08M 0.02%
18,894
-6,396
-25% -$659K
AGGY icon
604
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$2.07M 0.02%
40,867
+1,167
+3% +$59.2K
BEP icon
605
Brookfield Renewable
BEP
$9.96B
$2.07M 0.02%
115,812
-4,802
-4% -$86.6K
ICF icon
606
iShares Select U.S. REIT ETF
ICF
$2.11B
$2.07M 0.02%
41,118
+736
+2% +$37.3K
IXJ icon
607
iShares Global Healthcare ETF
IXJ
$4.19B
$2.06M 0.02%
36,656
-1,606
-4% -$88.3K
BGC icon
608
BGC Group
BGC
$4.89B
$2.05M 0.02%
220,443
+9,697
+5% +$81K
TRV icon
609
Travelers Companies
TRV
$80.2B
$2.05M 0.02%
16,715
-109
-0.6% -$13.6K
ERC
610
Allspring Multi-Sector Income Fund
ERC
$259M
$2.04M 0.02%
151,903
+30,895
+26% +$413K
MHK icon
611
Mohawk Industries
MHK
$9.22B
$2.03M 0.02%
8,207
+2,003
+32% +$499K
FTSM icon
612
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$2.03M 0.02%
33,798
+5,577
+20% +$335K
AIVL icon
613
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$2.02M 0.02%
23,956
-16,148
-40% -$1.34M
SFBS
614
ServisFirst Bancshares
SFBS
$4.86B
$2.01M 0.02%
51,152
+2,500
+5% +$88.9K
PFX icon
615
PhenixFIN
PFX
$90M
$2.01M 0.02%
16,854
-221
-1% -$27.4K
FBT icon
616
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$2.01M 0.02%
16,208
-208
-1% -$24.6K
VPL icon
617
Vanguard FTSE Pacific ETF
VPL
$8.44B
$2M 0.02%
29,398
+2,348
+9% +$158K
IUSG icon
618
iShares Core S&P US Growth ETF
IUSG
$33.9B
$2M 0.02%
39,532
-5,750
-13% -$285K
BANX
619
ArrowMark Financial
BANX
$199M
$1.99M 0.02%
96,281
+15,044
+19% +$306K
BSCI
620
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$1.98M 0.02%
93,535
-802
-0.9% -$17K
DWM icon
621
WisdomTree International Equity Fund
DWM
$697M
$1.98M 0.02%
36,349
+11,454
+46% +$611K
OPK icon
622
Opko Health
OPK
$1.02B
$1.98M 0.02%
288,436
-8,497
-3% -$53.6K
ET icon
623
Energy Transfer Partners
ET
$69.3B
$1.98M 0.02%
113,730
+18,723
+20% +$328K
STZ icon
624
Constellation Brands
STZ
$23.2B
$1.98M 0.02%
9,909
-4,198
-30% -$831K
GHY
625
PGIM Global High Yield Fund
GHY
$483M
$1.97M 0.02%
132,109
+27,041
+26% +$403K
23 24
25
26 27

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.