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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUB icon
576
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$2.57M 0.02%
24,507
+7,393
+43% +$780K
PFX icon
577
PhenixFIN
PFX
$90M
$2.56M 0.02%
24,467
+7,613
+45% +$869K
STZ icon
578
Constellation Brands
STZ
$23.2B
$2.55M 0.02%
11,158
+1,249
+13% +$270K
PFN
579
PIMCO Income Strategy Fund II
PFN
$703M
$2.54M 0.02%
244,051
-1,079
-0.4% -$11.4K
PRF icon
580
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$2.54M 0.02%
112,055
-3,925
-3% -$86.5K
CCL icon
581
Carnival Corporation Ltd
CCL
$39.7B
$2.54M 0.02%
38,329
+2,998
+8% +$199K
MCK icon
582
McKesson
MCK
$101B
$2.54M 0.02%
16,252
-3,019
-16% -$447K
UN
583
DELISTED
Unilever NV New York Registry Shares
UN
$2.54M 0.02%
45,009
+1,422
+3% +$82K
WPM icon
584
Wheaton Precious Metals
WPM
$60.9B
$2.53M 0.02%
114,118
+508
+0.4% +$10.6K
EW icon
585
Edwards Lifesciences
EW
$51.7B
$2.51M 0.02%
66,813
-21,084
-24% -$774K
MHK icon
586
Mohawk Industries
MHK
$9.22B
$2.51M 0.02%
9,083
+876
+11% +$235K
PDP icon
587
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$2.51M 0.02%
48,554
-3,039
-6% -$154K
RWO icon
588
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$2.5M 0.02%
51,136
+2,065
+4% +$99.7K
QQQE icon
589
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.41B
$2.49M 0.02%
57,642
+11,615
+25% +$493K
WTRG icon
590
Essential Utilities
WTRG
$11.4B
$2.48M 0.02%
63,242
-10,517
-14% -$384K
MPC icon
591
Marathon Petroleum
MPC
$83.7B
$2.48M 0.02%
37,482
+2,875
+8% +$176K
PTEU icon
592
Pacer Trendpilot European Index ETF
PTEU
$38M
$2.47M 0.02%
80,537
+6,643
+9% +$204K
MCA
593
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$2.47M 0.02%
168,479
+28,813
+21% +$431K
HASI icon
594
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.2B
$2.47M 0.02%
102,608
-4,188
-4% -$100K
XLVS
595
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$2.47M 0.02%
25,047
+119
+0.5% +$11.7K
BSCK
596
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$2.46M 0.02%
115,646
+8,484
+8% +$182K
LHX icon
597
L3Harris
LHX
$53.4B
$2.46M 0.02%
17,367
+1,062
+7% +$148K
SPXC icon
598
SPX Corp
SPXC
$10.8B
$2.46M 0.02%
78,313
+74,158
+1,785% +$2.25M
LUMN icon
599
Lumen
LUMN
$6.44B
$2.45M 0.02%
146,870
+46,321
+46% +$785K
PPA icon
600
Invesco Aerospace & Defense ETF
PPA
$8.7B
$2.45M 0.02%
45,420
+9,511
+26% +$503K
22 23
24
25 26

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.