We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSTA icon
576
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.41B
$1.73M 0.02%
55,147
-207,924
-79% -$6.48M
WMB icon
577
Williams Companies
WMB
$88.6B
$1.72M 0.02%
55,382
+8,302
+18% +$250K
ADM icon
578
Archer Daniels Midland
ADM
$38.4B
$1.72M 0.02%
37,881
-1,549
-4% -$68.6K
EWC icon
579
iShares MSCI Canada ETF
EWC
$6.49B
$1.72M 0.02%
65,791
+28,894
+78% +$745K
HYEM icon
580
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$1.71M 0.02%
71,023
-5,018
-7% -$121K
HE icon
581
Hawaiian Electric Industries
HE
$2.05B
$1.71M 0.02%
51,634
+3,062
+6% +$93.4K
STT icon
582
State Street
STT
$51.4B
$1.7M 0.02%
21,764
+3,065
+16% +$231K
CAG icon
583
Conagra Brands
CAG
$7.12B
$1.7M 0.02%
42,890
-71,123
-62% -$2.66M
HYLS icon
584
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$1.7M 0.02%
35,144
+2,093
+6% +$101K
SHYD icon
585
VanEck Short High Yield Muni ETF
SHYD
$455M
$1.69M 0.02%
71,633
+504
+0.7% +$12.3K
PPG icon
586
PPG Industries
PPG
$25.8B
$1.69M 0.02%
17,747
+159
+0.9% +$15.2K
IXJ icon
587
iShares Global Healthcare ETF
IXJ
$4.23B
$1.69M 0.02%
35,558
-11,634
-25% -$558K
SPYG icon
588
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.1B
$1.69M 0.02%
64,044
+584
+0.9% +$15.3K
SHV icon
589
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$1.68M 0.02%
15,200
-3,587
-19% -$396K
WPZ
590
DELISTED
Williams Partners L.P.
WPZ
$1.68M 0.02%
44,039
+2,284
+5% +$82.1K
ERC
591
Allspring Multi-Sector Income Fund
ERC
$261M
$1.67M 0.02%
130,412
+44,620
+52% +$563K
PNQI icon
592
Invesco NASDAQ Internet ETF
PNQI
$546M
$1.67M 0.02%
101,115
+95,155
+1,597% +$1.62M
HRL icon
593
Hormel Foods
HRL
$13.4B
$1.67M 0.02%
47,895
-3,759
-7% -$136K
AIF
594
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.67M 0.02%
107,767
+1,179
+1% +$17.9K
XLRE icon
595
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.51B
$1.66M 0.02%
54,034
+2,204
+4% +$67.5K
ABB
596
DELISTED
ABB Ltd
ABB
$1.66M 0.02%
78,694
+2,988
+4% +$63.7K
AFSI
597
DELISTED
AmTrust Financial Services, Inc.
AFSI
$1.66M 0.02%
60,723
+37,118
+157% +$988K
DTD icon
598
WisdomTree US Total Dividend Fund
DTD
$1.69B
$1.66M 0.02%
41,076
+7,254
+21% +$285K
IVOO icon
599
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.92B
$1.66M 0.02%
29,794
+10,164
+52% +$543K
ILMN icon
600
Illumina
ILMN
$29B
$1.66M 0.02%
13,290
-982
-7% -$132K
22 23
24
25 26

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.