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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAX
551
abrdn Asia-Pacific Income Fund
FAX
$604M
$1.12M 0.02%
33,662
+17,491
+108% +$602K
RAS
552
DELISTED
RAIT Financial Trust
RAS
$1.12M 0.02%
146,153
+36,755
+34% +$271K
KEYS icon
553
Keysight
KEYS
$57.3B
$1.12M 0.02%
+33,076
New +$1.08M
RSPH icon
554
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$794M
$1.11M 0.02%
78,190
+8,690
+13% +$119K
SNDS
555
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$1.11M 0.02%
51,555
+633
+1% +$13.7K
TROW icon
556
T. Rowe Price
TROW
$24.3B
$1.11M 0.02%
12,987
+5,406
+71% +$441K
IXG icon
557
iShares Global Financials ETF
IXG
$697M
$1.11M 0.02%
19,590
+8,098
+70% +$458K
HBI
558
DELISTED
Hanesbrands
HBI
$1.1M 0.02%
38,576
+5,580
+17% +$153K
RSX
559
DELISTED
VanEck Russia ETF
RSX
$1.1M 0.02%
75,445
-8,212
-10% -$161K
APC
560
DELISTED
Anadarko Petroleum
APC
$1.09M 0.02%
13,244
+4,331
+49% +$377K
MS icon
561
Morgan Stanley
MS
$338B
$1.09M 0.02%
28,150
+10,157
+56% +$361K
BWX icon
562
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$1.08M 0.02%
39,226
+4,250
+12% +$121K
XIV
563
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$1.08M 0.02%
34,693
+34,100
+5,750% +$1.19M
ACN icon
564
Accenture
ACN
$109B
$1.08M 0.02%
12,069
+4,417
+58% +$367K
SJM icon
565
J.M. Smucker
SJM
$12.6B
$1.07M 0.02%
10,507
+3,122
+42% +$316K
BHC icon
566
Bausch Health
BHC
$2.37B
$1.07M 0.02%
7,284
+2,509
+53% +$337K
TRP icon
567
TC Energy
TRP
$66B
$1.07M 0.02%
21,743
+7,351
+51% +$356K
MTUM icon
568
iShares MSCI USA Momentum Factor ETF
MTUM
$25.4B
$1.07M 0.02%
15,658
-95
-0.6% -$6.3K
SPIB icon
569
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.07M 0.02%
31,194
+7,555
+32% +$259K
PNNT
570
Pennant Park Investment Corp
PNNT
$242M
$1.06M 0.02%
111,263
+20,398
+22% +$214K
COV
571
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$1.06M 0.02%
10,383
+2,088
+25% +$200K
SNDK
572
DELISTED
SANDISK CORP
SNDK
$1.06M 0.02%
10,772
-463
-4% -$44.3K
CSQ icon
573
Calamos Strategic Total Return Fund
CSQ
$3.37B
$1.05M 0.02%
92,182
+56,838
+161% +$656K
EFF
574
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$1.05M 0.02%
65,370
-19,022
-23% -$320K
FEM icon
575
First Trust Emerging Markets AlphaDEX Fund
FEM
$785M
$1.05M 0.02%
48,758
+4,085
+9% +$93.7K
21 22
23
24 25

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.