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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
(+4.8%)
Cap. Flow
+$788M
Cap. Flow
% of AUM
5.43%
Top 10 Holdings %
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$116M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77M |
| 3 |
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
|
+$63.1M |
| 4 |
iShares Core MSCI EAFE ETF
IEFA
|
+$46.2M |
| 5 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$44M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$94.6M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$60.4M |
| 3 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$34.2M |
| 4 |
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
|
+$30.5M |
| 5 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$21.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.97% |
| 2 | Financials | 5.35% |
| 3 | Industrials | 4% |
| 4 | Consumer Discretionary | 3.71% |
| 5 | Healthcare | 3.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
| $4.17M | 0.03% |
80,807
+7,851
| +11% | +$403K |
|
|
JPS
527
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $4.14M | 0.03% |
420,840
+75,060
| +22% | +$729K |
|
528
Schwab US REIT ETF
SCHH
$11.2B
| $4.14M | 0.03% |
175,328
+10,650
| +6% | +$244K |
|
529
Essential Utilities
WTRG
$11.3B
| $4.13M | 0.03% |
92,066
+5,126
| +6% | +$220K |
|
530
Gladstone Investment Corp
GAIN
$657M
| $4.12M | 0.03% |
333,459
-8,757
| -3% | -$102K |
|
531
Chipotle Mexican Grill
CMG
$40.6B
| $4.11M | 0.03% |
244,650
-5,750
| -2% | -$91.7K |
|
532
Moody's
MCO
$82.6B
| $4.1M | 0.03% |
20,028
-477
| -2% | -$100K |
|
533
Amplify Alternative Harvest ETF
MJ
$108M
| $4.09M | 0.03% |
16,441
+2,036
| +14% | +$656K |
|
|
PPL
534
PPL Corp
PPL
$26.6B
| $4.09M | 0.03% |
129,757
+564
| +0.4% | +$17K |
|
535
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
| $4.08M | 0.03% |
36,006
-38,085
| -51% | -$4.3M |
|
536
Brown-Forman Class B
BF.B
$12.8B
| $4.07M | 0.03% |
64,883
+387
| +0.6% | +$22.6K |
|
537
DNP Select Income Fund
DNP
$4.1B
| $4.05M | 0.03% |
314,981
+81,385
| +35% | +$1.01M |
|
538
Booking.com
BKNG
$161B
| $4.05M | 0.03% |
51,525
-5,275
| -9% | -$409K |
|
539
Arista Networks
ANET
$245B
| $4.03M | 0.03% |
270,112
+57,872
| +27% | +$896K |
|
|
K
540
DELISTED
Kellanova
K
| $4.03M | 0.03% |
66,716
+2,130
| +3% | +$122K |
|
541
Southwest Airlines
LUV
$22.4B
| $4.03M | 0.03% |
74,553
+4,009
| +6% | +$210K |
|
542
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
| $4.03M | 0.03% |
66,087
+15,335
| +30% | +$945K |
|
543
First Trust Utilities AlphaDEX Fund
FXU
$822M
| $4M | 0.03% |
135,091
+463
| +0.3% | +$13.4K |
|
544
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
| $3.99M | 0.03% |
134,516
+16,356
| +14% | +$482K |
|
545
Truist Financial
TFC
$64B
| $3.99M | 0.03% |
74,688
-1,148
| -2% | -$56.9K |
|
546
WisdomTree US MidCap Fund
EZM
$955M
| $3.98M | 0.03% |
101,026
-449
| -0.4% | -$17.6K |
|
|
VER
547
DELISTED
VEREIT, Inc.
VER
| $3.98M | 0.03% |
81,473
+869
| +1% | +$41K |
|
548
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
| $3.98M | 0.03% |
56,902
+10,252
| +22% | +$727K |
|
549
Fidelity MSCI Industrials Index ETF
FIDU
$2.39B
| $3.96M | 0.03% |
99,320
-16,372
| -14% | -$645K |
|
550
Intuit
INTU
$91.2B
| $3.93M | 0.03% |
14,799
+627
| +4% | +$172K |
|
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review
As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.
- Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
- Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
- Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
- Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
- Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
- Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.