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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQX icon
501
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.51B
$4.48M 0.03%
202,234
-532
-0.3% -$11.9K
AOK icon
502
iShares Core Conservative Allocation ETF
AOK
$791M
$4.46M 0.03%
125,194
+31,772
+34% +$1.13M
FDRR icon
503
Fidelity Dividend ETF for Rising Rates
FDRR
$760M
$4.44M 0.03%
137,572
-21,293
-13% -$680K
RDVY icon
504
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
$4.42M 0.03%
138,907
+13,794
+11% +$431K
EXG icon
505
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$4.42M 0.03%
538,068
-14,711
-3% -$120K
IUSG icon
506
iShares Core S&P US Growth ETF
IUSG
$33.6B
$4.4M 0.03%
70,018
-1,959
-3% -$124K
MUNI icon
507
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$4.4M 0.03%
79,513
+26,397
+50% +$1.46M
LAMR icon
508
Lamar Advertising Co
LAMR
$15.8B
$4.38M 0.03%
53,463
+3,331
+7% +$263K
FXO icon
509
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$4.35M 0.03%
136,729
+50,917
+59% +$1.61M
NGL icon
510
NGL Energy Partners
NGL
$2.18B
$4.32M 0.03%
310,872
+8,891
+3% +$125K
PCEF icon
511
Invesco CEF Income Composite ETF
PCEF
$817M
$4.31M 0.03%
190,878
+3,816
+2% +$86.2K
SPMD icon
512
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$4.31M 0.03%
127,209
+79,557
+167% +$2.68M
LADR
513
Ladder Capital
LADR
$1.25B
$4.3M 0.03%
248,758
+49,271
+25% +$833K
AGN
514
DELISTED
Allergan plc
AGN
$4.29M 0.03%
25,514
-5,103
-17% -$831K
GBF icon
515
iShares Government/Credit Bond ETF
GBF
$128M
$4.29M 0.03%
35,999
-22,572
-39% -$2.66M
RPG icon
516
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$4.28M 0.03%
180,420
+7,365
+4% +$176K
RDS.B
517
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$4.27M 0.03%
71,295
+6,365
+10% +$380K
ERC
518
Allspring Multi-Sector Income Fund
ERC
$261M
$4.26M 0.03%
345,286
-286
-0.1% -$3.56K
L icon
519
Loews
L
$23.2B
$4.25M 0.03%
82,643
+5,716
+7% +$295K
VDE icon
520
Vanguard Energy ETF
VDE
$10.4B
$4.25M 0.03%
54,509
-1,946
-3% -$156K
SPYD icon
521
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.7B
$4.25M 0.03%
111,933
-249,274
-69% -$9.32M
IMCB icon
522
iShares Morningstar Mid-Cap ETF
IMCB
$1.71B
$4.22M 0.03%
85,264
-2,624
-3% -$128K
EVV
523
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$4.21M 0.03%
336,515
-1,480
-0.4% -$18.6K
ILMN icon
524
Illumina
ILMN
$29B
$4.19M 0.03%
14,175
-6,971
-33% -$2.05M
BSCM
525
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$4.17M 0.03%
194,213
-33,169
-15% -$711K
19 20
21
22 23

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.