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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENB icon
476
Enbridge
ENB
$114B
$3.82M 0.03%
118,183
+12,134
+11% +$424K
PFLT icon
477
PennantPark Floating Rate Capital
PFLT
$748M
$3.81M 0.03%
289,573
-18,583
-6% -$252K
JSD
478
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.79M 0.03%
222,409
+89,226
+67% +$1.5M
VONG icon
479
Vanguard Russell 1000 Growth ETF
VONG
$45.5B
$3.79M 0.03%
94,808
+76,016
+405% +$2.95M
ITW icon
480
Illinois Tool Works
ITW
$83.7B
$3.77M 0.03%
26,706
-3
-0% -$423
DAL icon
481
Delta Air Lines
DAL
$59.6B
$3.75M 0.03%
64,990
-14,559
-18% -$802K
ANSS
482
DELISTED
Ansys
ANSS
$3.75M 0.03%
20,072
-1,922
-9% -$344K
PRU icon
483
Prudential Financial
PRU
$42.3B
$3.74M 0.03%
36,926
+3,804
+11% +$375K
IVH
484
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$3.73M 0.03%
261,977
-3,329
-1% -$47.7K
PGR icon
485
Progressive
PGR
$124B
$3.73M 0.03%
52,611
+13,808
+36% +$888K
LAMR icon
486
Lamar Advertising Co
LAMR
$15.8B
$3.73M 0.03%
47,910
+212
+0.4% +$15.8K
SDIV icon
487
Global X SuperDividend ETF
SDIV
$1.21B
$3.7M 0.03%
60,559
+5,075
+9% +$316K
XOP icon
488
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.68B
$3.68M 0.03%
21,271
+19,621
+1,189% +$3.3M
DHS icon
489
WisdomTree US High Dividend Fund
DHS
$1.58B
$3.67M 0.03%
51,011
-14,905
-23% -$1.07M
PTMC icon
490
Pacer Trendpilot US Mid Cap ETF
PTMC
$405M
$3.66M 0.03%
110,267
+34,529
+46% +$1.15M
ESRX
491
DELISTED
Express Scripts Holding Company
ESRX
$3.65M 0.03%
38,451
+513
+1% +$43.7K
GDX icon
492
VanEck Gold Miners ETF
GDX
$27.3B
$3.61M 0.03%
194,948
-11,133
-5% -$222K
BSCK
493
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$3.61M 0.03%
171,256
+2,550
+2% +$53.7K
AGGY icon
494
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$923M
$3.6M 0.03%
74,512
+4,437
+6% +$216K
DLS icon
495
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$3.58M 0.03%
50,383
-11,309
-18% -$808K
HYLB icon
496
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.47B
$3.58M 0.03%
89,766
+89,748
+498,600% +$3.56M
IGPT icon
497
Invesco AI and Next Gen Software ETF
IGPT
$1.14B
$3.57M 0.03%
122,937
+107,382
+690% +$2.97M
FXH icon
498
First Trust Health Care AlphaDEX Fund
FXH
$1.12B
$3.56M 0.03%
41,971
+16,173
+63% +$1.29M
PTY icon
499
PIMCO Corporate & Income Opportunity Fund
PTY
$2.52B
$3.56M 0.03%
199,233
-47,056
-19% -$842K
BXMT icon
500
Blackstone Mortgage Trust
BXMT
$2.45B
$3.55M 0.03%
106,362
+20,897
+24% +$698K
18 19
20
21 22

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.