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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
(+7.7%)
Cap. Flow
+$409M
Cap. Flow
% of AUM
5.68%
Top 10 Holdings %
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.2M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$17.5M |
| 3 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$16.5M |
| 4 |
Arbutus Biopharma
ABUS
|
+$15.4M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$14.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$36M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.1M |
| 3 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.1M |
| 4 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$6.94M |
| 5 |
MSC Industrial Direct
MSM
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.15% |
| 2 | Industrials | 5.32% |
| 3 | Technology | 5.28% |
| 4 | Consumer Staples | 4.98% |
| 5 | Healthcare | 4.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
iShares Select U.S. REIT ETF
ICF
$2.08B
| $2.19M | 0.03% |
43,634
-5,092
| -10% | -$250K |
|
477
Thermo Fisher Scientific
TMO
$222B
| $2.19M | 0.03% |
15,445
+298
| +2% | +$43.9K |
|
|
EVF
478
Eaton Vance Senior Income Trust
EVF
$91.6M
| $2.19M | 0.03% |
328,018
-14,119
| -4% | -$91.3K |
|
479
Truist Financial
TFC
$63.4B
| $2.18M | 0.03% |
50,730
+820
| +2% | +$34.9K |
|
480
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.86B
| $2.18M | 0.03% |
200,840
+4,520
| +2% | +$48.1K |
|
481
PhenixFIN
PFX
$89.6M
| $2.18M | 0.03% |
14,493
+9,233
| +176% | +$1.41M |
|
482
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
| $2.17M | 0.03% |
199,227
+62,343
| +46% | +$657K |
|
483
LyondellBasell Industries
LYB
$20.2B
| $2.17M | 0.03% |
25,254
+8,105
| +47% | +$680K |
|
484
Entergy
ETR
$49.3B
| $2.16M | 0.03% |
58,822
-14,888
| -20% | -$534K |
|
485
Factset
FDS
$10.1B
| $2.16M | 0.03% |
13,217
+4,287
| +48% | +$684K |
|
486
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
| $2.16M | 0.03% |
60,138
-2,074
| -3% | -$73.6K |
|
487
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
| $2.15M | 0.03% |
53,469
+2,536
| +5% | +$103K |
|
|
K
488
DELISTED
Kellanova
K
| $2.15M | 0.03% |
30,906
-247
| -0.8% | -$17.2K |
|
489
Healthpeak Properties
DOC
$14.4B
| $2.14M | 0.03% |
71,914
-11,137
| -13% | -$340K |
|
490
Cincinnati Financial
CINF
$26.7B
| $2.14M | 0.03% |
28,206
-862
| -3% | -$64.1K |
|
491
First Trust Utilities AlphaDEX Fund
FXU
$815M
| $2.13M | 0.03% |
82,152
-3,311
| -4% | -$85.8K |
|
492
Opko Health
OPK
$1.04B
| $2.13M | 0.03% |
228,759
-344,230
| -60% | -$3.56M |
|
|
ANSS
493
DELISTED
Ansys
ANSS
| $2.12M | 0.03% |
22,965
+16,283
| +244% | +$1.5M |
|
494
VanEck Gold Miners ETF
GDX
$27.6B
| $2.12M | 0.03% |
101,270
-25,602
| -20% | -$568K |
|
|
GHY
495
PGIM Global High Yield Fund
GHY
$479M
| $2.12M | 0.03% |
142,168
-27,088
| -16% | -$400K |
|
|
CHK
496
DELISTED
Chesapeake Energy Corporation
CHK
| $2.11M | 0.03% |
1,504
+45
| +3% | +$58.8K |
|
497
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
| $2.11M | 0.03% |
22,431
+10,404
| +87% | +$996K |
|
498
Cohen & Steers Infrastructure Fund
UTF
$3.04B
| $2.11M | 0.03% |
108,507
+11,282
| +12% | +$226K |
|
499
Plains All American Pipeline
PAA
$16.4B
| $2.11M | 0.03% |
65,279
+195
| +0.3% | +$6.16K |
|
500
iShares US Aerospace & Defense ETF
ITA
$15B
| $2.1M | 0.03% |
29,948
+25,444
| +565% | +$1.73M |
|
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review
As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
- Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
- Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
- Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.