We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLR icon
426
Digital Realty Trust
DLR
$71.7B
$2.91M 0.04%
27,352
+1,461
+6% +$154K
MAS icon
427
Masco
MAS
$15.3B
$2.9M 0.04%
85,378
-533
-0.6% -$17.8K
PTLC icon
428
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$2.9M 0.04%
114,526
+27,975
+32% +$694K
FPX icon
429
First Trust US Equity Opportunities ETF
FPX
$1.49B
$2.89M 0.04%
50,311
+9,612
+24% +$542K
PIV
430
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$2.88M 0.04%
105,357
+45,587
+76% +$1.25M
RSPS icon
431
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$247M
$2.88M 0.04%
115,665
+32,960
+40% +$814K
HMHC
432
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$2.88M 0.04%
283,739
+11,476
+4% +$120K
NOBL icon
433
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$2.88M 0.04%
102,402
+10,002
+11% +$277K
DBL
434
DoubleLine Opportunistic Credit Fund
DBL
$280M
$2.88M 0.04%
120,525
+7,084
+6% +$166K
ETR icon
435
Entergy
ETR
$50B
$2.88M 0.04%
75,686
+16,864
+29% +$618K
SMH icon
436
VanEck Semiconductor ETF
SMH
$71.8B
$2.87M 0.04%
72,088
-196
-0.3% -$7.46K
ADBE icon
437
Adobe
ADBE
$105B
$2.81M 0.04%
21,659
+2,051
+10% +$241K
ROK icon
438
Rockwell Automation
ROK
$49B
$2.8M 0.04%
17,965
+2,321
+15% +$347K
EPS icon
439
WisdomTree US LargeCap Fund
EPS
$1.65B
$2.79M 0.04%
102,903
+2,430
+2% +$65.1K
PSEC icon
440
Prospect Capital
PSEC
$1.17B
$2.79M 0.04%
308,694
+15,850
+5% +$142K
IDV icon
441
iShares International Select Dividend ETF
IDV
$8.57B
$2.78M 0.04%
88,476
+2,351
+3% +$72.5K
SCHM icon
442
Schwab US Mid-Cap ETF
SCHM
$15.1B
$2.78M 0.04%
176,193
+9,570
+6% +$149K
TIER
443
DELISTED
TIER REIT, Inc.
TIER
$2.77M 0.04%
159,847
+21,477
+16% +$384K
DBC icon
444
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$2.77M 0.04%
181,513
+21,058
+13% +$327K
DSI icon
445
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$2.75M 0.03%
63,494
+3,222
+5% +$138K
UTF icon
446
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$2.75M 0.03%
129,930
+21,423
+20% +$443K
ATVI
447
DELISTED
Activision Blizzard
ATVI
$2.75M 0.03%
55,325
+7,724
+16% +$339K
EMLP icon
448
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$2.75M 0.03%
108,555
-51,614
-32% -$1.31M
BAB icon
449
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$2.72M 0.03%
92,787
-10,952
-11% -$320K
TWTR
450
DELISTED
Twitter, Inc.
TWTR
$2.72M 0.03%
182,331
+40,924
+29% +$664K
16 17
18
19 20

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.