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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
(+7.7%)
Cap. Flow
+$409M
Cap. Flow
% of AUM
5.68%
Top 10 Holdings %
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.2M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$17.5M |
| 3 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$16.5M |
| 4 |
Arbutus Biopharma
ABUS
|
+$15.4M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$14.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$36M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.1M |
| 3 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.1M |
| 4 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$6.94M |
| 5 |
MSC Industrial Direct
MSM
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.15% |
| 2 | Industrials | 5.32% |
| 3 | Technology | 5.28% |
| 4 | Consumer Staples | 4.98% |
| 5 | Healthcare | 4.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
Eastman Chemical
EMN
$8.39B
| $2.83M | 0.04% |
39,641
+8,446
| +27% | +$610K |
|
402
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
| $2.82M | 0.04% |
141,705
-3,950
| -3% | -$75.9K |
|
|
AGN
403
DELISTED
Allergan plc
AGN
| $2.79M | 0.04% |
13,174
-1,994
| -13% | -$413K |
|
404
International Paper
IP
$21.9B
| $2.76M | 0.04% |
55,010
-2,634
| -5% | -$122K |
|
|
XHR
405
Xenia Hotels & Resorts
XHR
$1.74B
| $2.74M | 0.04% |
142,895
-12,821
| -8% | -$219K |
|
406
iShares Core MSCI Europe ETF
IEUR
$9.14B
| $2.74M | 0.04% |
67,238
+32,246
| +92% | +$1.29M |
|
407
Masco
MAS
$14.7B
| $2.72M | 0.04% |
85,911
-4,674
| -5% | -$150K |
|
408
Woodward
WWD
$21B
| $2.72M | 0.04% |
39,372
-2,723
| -6% | -$176K |
|
409
Roper Technologies
ROP
$39.9B
| $2.7M | 0.04% |
14,760
+8,343
| +130% | +$1.5M |
|
410
Xcel Energy
XEL
$48B
| $2.7M | 0.04% |
66,404
-2,969
| -4% | -$119K |
|
411
Public Service Enterprise Group
PEG
$37.2B
| $2.69M | 0.04% |
61,575
-2,366
| -4% | -$98.7K |
|
412
Skyworks Solutions
SWKS
$10.4B
| $2.66M | 0.04% |
35,663
+2,756
| +8% | +$212K |
|
413
State Street SPDR S&P Regional Banking ETF
KRE
$4.56B
| $2.66M | 0.04% |
47,882
+23,606
| +97% | +$1.16M |
|
414
Gladstone Investment Corp
GAIN
$651M
| $2.65M | 0.04% |
313,758
+228,546
| +268% | +$1.92M |
|
415
Eaton
ETN
$173B
| $2.65M | 0.04% |
39,558
+7,425
| +23% | +$487K |
|
|
LVLT
416
DELISTED
Level 3 Communications Inc
LVLT
| $2.65M | 0.04% |
47,053
+20,405
| +77% | +$1.08M |
|
|
PPL
417
PPL Corp
PPL
$26.3B
| $2.64M | 0.04% |
77,348
-3,008
| -4% | -$101K |
|
418
United States Oil Fund
USO
$1.78B
| $2.63M | 0.04% |
28,115
-11,434
| -29% | -$1.01M |
|
|
BDCS
419
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
| $2.63M | 0.04% |
116,207
+23,038
| +25% | +$504K |
|
|
DBL
420
DoubleLine Opportunistic Credit Fund
DBL
$281M
| $2.62M | 0.04% |
113,441
+22,527
| +25% | +$536K |
|
421
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
| $2.61M | 0.04% |
54,450
-13,117
| -19% | -$634K |
|
422
Morgan Stanley
MS
$338B
| $2.6M | 0.04% |
61,732
+1,388
| +2% | +$52.5K |
|
423
EOG Resources
EOG
$74.6B
| $2.59M | 0.04% |
25,640
+12,112
| +90% | +$1.18M |
|
424
Lincoln Electric
LECO
$15.1B
| $2.59M | 0.04% |
33,858
-176
| -0.5% | -$12.6K |
|
425
VanEck Semiconductor ETF
SMH
$70.1B
| $2.59M | 0.04% |
72,284
-8,790
| -11% | -$307K |
|
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review
As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
- Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
- Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
- Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.