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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAGG
3976
DELISTED
Invesco Global Agriculture ETF
PAGG
$9K ﹤0.01%
357
+3
+0.8% +$72
VLP
3977
DELISTED
Valero Energy Partners LP
VLP
$9K ﹤0.01%
+200
New +$8.29K
KNGT
3978
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$9K ﹤0.01%
268
– –
CHA
3979
DELISTED
China Telecom Corporation, LTD
CHA
$9K ﹤0.01%
197
+22
+13% +$1.09K
BAL
3980
DELISTED
iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038
BAL
$9K ﹤0.01%
200
– –
LDRI
3981
DELISTED
Invesco LadderRite 0-5 Year Corporate Bond ETF
LDRI
$9K ﹤0.01%
360
– –
ARCO icon
3982
Arcos Dorados Holdings
ARCO
$1.71B
$8K ﹤0.01%
1,593
– –
ARKW icon
3983
ARK Web x.0 ETF
ARKW
$1.82B
$8K ﹤0.01%
300
– –
ATEN icon
3984
A10 Networks
ATEN
$1.96B
$8K ﹤0.01%
+1,000
New +$8.6K
BKTI icon
3985
BK Technologies
BKTI
$286M
$8K ﹤0.01%
329
– –
CHN
3986
DELISTED
China Fund
CHN
$8K ﹤0.01%
533
+165
+45% +$2.6K
CYH icon
3987
Community Health Systems
CYH
$419M
$8K ﹤0.01%
1,527
-452
-23% -$3.14K
EEMS icon
3988
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$378M
$8K ﹤0.01%
200
– –
FFIN icon
3989
First Financial Bankshares
FFIN
$5.04B
$8K ﹤0.01%
354
– –
GAM
3990
General American Investors Company
GAM
$1.62B
$8K ﹤0.01%
267
– –
GDEN
3991
DELISTED
Golden Entertainment
GDEN
$8K ﹤0.01%
637
– –
GGZ
3992
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$128M
$8K ﹤0.01%
704
+36
+5% +$376
HOV icon
3993
Hovnanian Enterprises
HOV
$799M
$8K ﹤0.01%
124
-20
-14% -$1K
HURN icon
3994
Huron Consulting
HURN
$2.47B
$8K ﹤0.01%
170
-13
-7% -$693
IPI icon
3995
Intrepid Potash
IPI
$484M
$8K ﹤0.01%
400
+260
+186% +$3.85K
JOUT icon
3996
Johnson Outdoors
JOUT
$512M
$8K ﹤0.01%
200
– –
LFVN icon
3997
LifeVantage
LFVN
$81.9M
$8K ﹤0.01%
1,000
-5,000
-83% -$42.8K
LKFN icon
3998
Lakeland Financial Corp
LKFN
$1.56B
$8K ﹤0.01%
174
– –
MITK icon
3999
Mitek Systems
MITK
$853M
$8K ﹤0.01%
1,300
– –
MITT
4000
TPG Mortgage Investment Trust
MITT
$214M
$8K ﹤0.01%
162
-1,000
-86% -$49.5K
158 159
160
161 162

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.