Ladenburg Thalmann Financial Services’s iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 BAL Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio BAL Stock Details BAL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-200	Closed	-$9K	–	5195
2016 Q4	$9K	Hold	200	–	–	﹤0.01%	3991
2016 Q3	$9K	Hold	200	–	–	﹤0.01%	3924
2016 Q2	$9K	Sell	200 -300	-60%	-$12.5K	﹤0.01%	3873
2016 Q1	$19K	Buy	500 +300	+150%	+$11.7K	﹤0.01%	3316
2015 Q4	$8K	Sell	200 -200	-50%	-$8.38K	﹤0.01%	3860
2015 Q3	$16K	Sell	400 -91	-19%	-$3.87K	﹤0.01%	3263
2015 Q2	$22K	Buy	+491	New	+$21.6K	﹤0.01%	3201
2015 Q1	–	Sell	-203	Closed	-$8K	–	4858
2014 Q4	$8K	Hold	203	–	–	﹤0.01%	3560
2014 Q3	$8K	Hold	203	–	–	﹤0.01%	3256
2014 Q2	$10K	Sell	203 -529	-72%	-$29.1K	﹤0.01%	3115
2014 Q1	$43K	Sell	732 -207	-22%	-$11.4K	﹤0.01%	2081
2013 Q4	$50K	Buy	939 +436	+87%	+$22.3K	﹤0.01%	1929
2013 Q3	$28K	Sell	503 -206	-29%	-$11.3K	﹤0.01%	2238
2013 Q2	$38K	Buy	+709	New	+$38.4K	﹤0.01%	1917

Other funds holding BAL

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 19.31% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LWA

Lowe Wealth Advisors Columbia, Maryland $274M AUM 14.31% 1-Year Est. Return

Cutler Group San Francisco, California $307M AUM 45.11% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's BAL Position: Q1 2017 in Review

Ladenburg Thalmann Financial Services sold out of iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 (BAL) in Q1 2017, closing a stake of 200 shares — an estimated $9K sold.

Ladenburg Thalmann Financial Services first reported a position in BAL in Q2 2013 and held it in 14 quarters. The position peaked at $50K in Q4 2013. 13 funds tracked by Wall St. Rank hold BAL as of Q1 2017.

Ladenburg Thalmann Financial Services reported no remaining iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 position as of Q1 2017 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 200 iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 shares in Q1 2017, an estimated $9K.
Ladenburg Thalmann Financial Services first reported a position in iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 in Q2 2013 and held it in 14 quarters.
Ladenburg Thalmann Financial Services's iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 position peaked at $50K in Q4 2013.
13 funds tracked by Wall St. Rank held iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 as of Q1 2017.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.