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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSC icon
376
Norfolk Southern
NSC
$75B
$6.87M 0.05%
38,225
-5,123
-12% -$942K
AXP icon
377
American Express
AXP
$229B
$6.83M 0.05%
57,731
-231
-0.4% -$28.3K
IMCV icon
378
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$6.83M 0.05%
127,188
+654
+0.5% +$34.3K
BLK icon
379
Blackrock
BLK
$175B
$6.77M 0.05%
15,197
-984
-6% -$438K
PTMC icon
380
Pacer Trendpilot US Mid Cap ETF
PTMC
$403M
$6.76M 0.05%
231,591
+19,571
+9% +$566K
OEF icon
381
iShares S&P 100 ETF
OEF
$20.5B
$6.71M 0.05%
51,005
-63,020
-55% -$8.25M
IWN icon
382
iShares Russell 2000 Value ETF
IWN
$14.5B
$6.65M 0.05%
55,712
+3,572
+7% +$422K
VTR icon
383
Ventas
VTR
$47.2B
$6.58M 0.05%
90,150
-4,206
-4% -$299K
RSPT icon
384
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.86B
$6.57M 0.05%
367,280
+137,460
+60% +$2.46M
BR icon
385
Broadridge
BR
$19.8B
$6.55M 0.05%
52,679
-1,242
-2% -$160K
FLRN icon
386
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$6.55M 0.05%
212,820
+7,817
+4% +$240K
SPIB icon
387
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$6.46M 0.04%
183,246
-116,755
-39% -$4.1M
KR icon
388
Kroger
KR
$34.6B
$6.46M 0.04%
250,624
+7,617
+3% +$177K
SPDW icon
389
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.4B
$6.44M 0.04%
219,464
-45,649
-17% -$1.32M
APD icon
390
Air Products & Chemicals
APD
$68.6B
$6.42M 0.04%
28,936
+929
+3% +$209K
IEUR icon
391
iShares Core MSCI Europe ETF
IEUR
$9.14B
$6.41M 0.04%
140,239
-3,231
-2% -$147K
DG icon
392
Dollar General
DG
$27B
$6.41M 0.04%
40,304
+7,855
+24% +$1.14M
GOF icon
393
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$6.34M 0.04%
327,859
+42,134
+15% +$846K
SLQD icon
394
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$6.33M 0.04%
123,693
+2,736
+2% +$139K
SGEN
395
DELISTED
Seagen Inc. Common Stock
SGEN
$6.32M 0.04%
73,977
+63,686
+619% +$4.67M
CCI icon
396
Crown Castle
CCI
$31.3B
$6.32M 0.04%
45,445
-3,618
-7% -$500K
YUM icon
397
Yum! Brands
YUM
$39.7B
$6.3M 0.04%
55,552
+4,699
+9% +$537K
SLYG icon
398
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.18B
$6.28M 0.04%
105,301
-4,667
-4% -$282K
PTY icon
399
PIMCO Corporate & Income Opportunity Fund
PTY
$2.52B
$6.26M 0.04%
344,916
+137,593
+66% +$2.5M
ES icon
400
Eversource Energy
ES
$26.8B
$6.21M 0.04%
72,719
+5,097
+8% +$405K
14 15
16
17 18

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.