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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TECL icon
3851
Direxion Daily Technology Bull 3x ETF
TECL
$6.47B
$18K ﹤0.01%
1,640
– –
USPX icon
3852
Franklin US Equity Index ETF
USPX
$2.09B
$18K ﹤0.01%
600
– –
VPV icon
3853
Invesco Pennsylvania Value Municipal Income Trust
VPV
$202M
$18K ﹤0.01%
1,500
– –
ZG icon
3854
Zillow
ZG
$8.15B
$18K ﹤0.01%
450
-83
-16% -$3.41K
ATRI
3855
DELISTED
Atrion Corp
ATRI
$18K ﹤0.01%
29
– –
TARO
3856
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$18K ﹤0.01%
169
-49
-22% -$5.38K
AEL
3857
DELISTED
American Equity Investment Life Holding Company
AEL
$18K ﹤0.01%
581
+101
+21% +$3.06K
HZN
3858
DELISTED
Horizon Global Corporation
HZN
$18K ﹤0.01%
1,243
-26
-2% -$394
POLY
3859
DELISTED
Plantronics, Inc.
POLY
$18K ﹤0.01%
349
-71
-17% -$3.49K
ZAGG
3860
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$18K ﹤0.01%
1,000
+900
+900% +$16.8K
FLIO
3861
DELISTED
Franklin Liberty International Opportunities ETF
FLIO
$18K ﹤0.01%
606
– –
CLD
3862
DELISTED
Cloud Peak Energy Inc
CLD
$18K ﹤0.01%
4,030
+806
+25% +$3.39K
ICON
3863
DELISTED
Iconix Brand Group, Inc.
ICON
$18K ﹤0.01%
1,413
+257
+22% +$7.28K
HHYX
3864
DELISTED
iShares Currency Hedged International High Yield Bond ETF of ISHARES TRUST
HHYX
$18K ﹤0.01%
640
– –
UGAZ
3865
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
$18K ﹤0.01%
25
+10
+67% +$8.82K
ACCO icon
3866
Acco Brands
ACCO
$399M
$17K ﹤0.01%
1,403
+107
+8% +$1.38K
OSG
3867
Octave Specialty Group
OSG
$212M
$17K ﹤0.01%
1,080
-127
-11% -$1.95K
ARES icon
3868
Ares Management
ARES
$33.7B
$17K ﹤0.01%
825
– –
AVXL icon
3869
Anavex Life Sciences
AVXL
$303M
$17K ﹤0.01%
5,025
+200
+4% +$787
AWI icon
3870
Armstrong World Industries
AWI
$7.68B
$17K ﹤0.01%
278
+125
+82% +$6.89K
BHV icon
3871
BlackRock Virginia Muni Bond Trust
BHV
$20.4M
$17K ﹤0.01%
1,000
– –
EDF
3872
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$169M
$17K ﹤0.01%
1,058
+820
+345% +$13.2K
FJP icon
3873
First Trust Japan AlphaDEX Fund
FJP
$265M
$17K ﹤0.01%
289
+2
+0.7% +$116
GGZ
3874
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$128M
$17K ﹤0.01%
1,362
+301
+28% +$3.82K
IBDR icon
3875
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.38B
$17K ﹤0.01%
+675
New +$16.6K
153 154
155
156 157

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HAM
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.