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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASG
3801
Liberty All-Star Growth Fund
ASG
$349M
$6K ﹤0.01%
1,271
-2,078
-62% -$10.4K
AVAL icon
3802
Grupo Aval
AVAL
$6.41B
$6K ﹤0.01%
881
+506
+135% +$4.14K
BANF icon
3803
BancFirst
BANF
$3.89B
$6K ﹤0.01%
+190
New +$5.98K
BAP icon
3804
Credicorp
BAP
$29.8B
$6K ﹤0.01%
64
-73
-53% -$8.82K
CHN
3805
DELISTED
China Fund
CHN
$6K ﹤0.01%
368
-1,750
-83% -$30K
CLIR icon
3806
ClearSign Technologies
CLIR
$28.9M
$6K ﹤0.01%
100
– –
COHR icon
3807
Coherent
COHR
$64B
$6K ﹤0.01%
363
-65
-15% -$1.12K
CPF icon
3808
Central Pacific Financial
CPF
$1B
$6K ﹤0.01%
+292
New +$6.43K
CPRX
3809
DELISTED
Catalyst Pharmaceutical
CPRX
$6K ﹤0.01%
2,000
– –
CSGP icon
3810
CoStar Group
CSGP
$13.4B
$6K ﹤0.01%
330
– –
DMF
3811
DELISTED
BNY Mellon Municipal Income
DMF
$6K ﹤0.01%
680
– –
ERTH icon
3812
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$6K ﹤0.01%
202
-288
-59% -$8.29K
FIX icon
3813
Comfort Systems
FIX
$60.8B
$6K ﹤0.01%
208
+199
+2,211% +$5.33K
FYC icon
3814
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.41B
$6K ﹤0.01%
220
– –
FYT icon
3815
First Trust Small Cap Value AlphaDEX Fund
FYT
$202M
$6K ﹤0.01%
244
+153
+168% +$4.51K
GGAL icon
3816
Galicia Financial Group
GGAL
$7.23B
$6K ﹤0.01%
299
-177
-37% -$3.44K
GLRE icon
3817
Greenlight Captial
GLRE
$512M
$6K ﹤0.01%
283
-2
-0.7% -$52
CBIO
3818
Crescent Biopharma
CBIO
$618M
$6K ﹤0.01%
+10
New +$7.22K
GREK
3819
Global X MSCI Greece ETF
GREK
$331M
$6K ﹤0.01%
200
-673
-77% -$19.9K
GRID
3820
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.3B
$6K ﹤0.01%
+181
New +$6.03K
JYNT icon
3821
The Joint Corp
JYNT
$119M
$6K ﹤0.01%
900
– –
LAKE icon
3822
Lakeland Industries
LAKE
$117M
$6K ﹤0.01%
400
– –
LFUS icon
3823
Littelfuse
LFUS
$11.4B
$6K ﹤0.01%
70
-9
-11% -$820
LQDT icon
3824
Liquidity Services
LQDT
$1.35B
$6K ﹤0.01%
926
-82
-8% -$681
MASI
3825
DELISTED
Masimo
MASI
$6K ﹤0.01%
155
-29
-16% -$1.19K
151 152
153
154 155

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.