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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
351
iShares 20+ Year Treasury Bond ETF
TLT
$40.5B
$5.73M 0.05%
48,925
-28,100
-36% -$3.37M
QYLD icon
352
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$5.71M 0.05%
227,012
+69,839
+44% +$1.74M
FLRN icon
353
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$5.66M 0.05%
183,812
+99,147
+117% +$3.05M
PAYX icon
354
Paychex
PAYX
$43.1B
$5.6M 0.05%
76,018
+5,052
+7% +$363K
HYS icon
355
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$5.55M 0.05%
55,196
+1,928
+4% +$193K
SCHP icon
356
Schwab US TIPS ETF
SCHP
$16.2B
$5.55M 0.05%
205,744
-31,948
-13% -$870K
SRE icon
357
Sempra
SRE
$55.1B
$5.54M 0.05%
97,376
+640
+0.7% +$37K
MGC icon
358
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$5.53M 0.05%
55,015
-3,762
-6% -$370K
PCI
359
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$5.52M 0.05%
228,859
+40,380
+21% +$972K
EES icon
360
WisdomTree US SmallCap Earnings Fund
EES
$727M
$5.5M 0.05%
138,178
+3,868
+3% +$155K
TXN icon
361
Texas Instruments
TXN
$256B
$5.5M 0.05%
51,261
+2,490
+5% +$277K
IPAC icon
362
iShares Core MSCI Pacific ETF
IPAC
$2.74B
$5.49M 0.05%
93,348
+1,637
+2% +$94.5K
ABFL
363
Abacus FCF Leaders ETF
ABFL
$543M
$5.49M 0.05%
143,843
+117,589
+448% +$4.4M
MGV icon
364
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$5.48M 0.05%
68,510
+27,299
+66% +$2.15M
HSY icon
365
Hershey
HSY
$36.7B
$5.46M 0.05%
53,540
-14,543
-21% -$1.44M
LRGF icon
366
iShares US Equity Factor ETF
LRGF
$3.71B
$5.43M 0.05%
161,479
+25,927
+19% +$864K
BLK icon
367
Blackrock
BLK
$175B
$5.43M 0.05%
11,502
-5,862
-34% -$2.85M
URI icon
368
United Rentals
URI
$70.8B
$5.42M 0.05%
33,113
+3,183
+11% +$495K
RDIV icon
369
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
$5.4M 0.05%
139,775
+27,310
+24% +$1.06M
SPDW icon
370
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.4B
$5.39M 0.05%
175,299
+56,429
+47% +$1.72M
IWC icon
371
iShares Micro-Cap ETF
IWC
$1.49B
$5.37M 0.04%
50,580
+7,294
+17% +$782K
AXP icon
372
American Express
AXP
$229B
$5.32M 0.04%
49,877
+5,976
+14% +$622K
FIDU icon
373
Fidelity MSCI Industrials Index ETF
FIDU
$2.37B
$5.31M 0.04%
132,022
-108,446
-45% -$4.26M
VYMI icon
374
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$5.3M 0.04%
84,438
+4,740
+6% +$298K
TMO icon
375
Thermo Fisher Scientific
TMO
$222B
$5.29M 0.04%
21,654
+1,389
+7% +$320K
13 14
15
16 17

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.