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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBC icon
326
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$6.29M 0.05%
349,108
+73,741
+27% +$1.27M
RPG icon
327
Invesco S&P 500 Pure Growth ETF
RPG
$2.03B
$6.29M 0.05%
261,320
-59,580
-19% -$1.41M
MAIN icon
328
Main Street Capital
MAIN
$5.44B
$6.23M 0.05%
161,902
-14,145
-8% -$560K
ACWV icon
329
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$6.21M 0.05%
70,659
+13,466
+24% +$1.16M
BDX icon
330
Becton Dickinson
BDX
$48.9B
$6.2M 0.05%
24,310
+492
+2% +$121K
HYLS icon
331
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$6.18M 0.05%
129,283
+17,194
+15% +$820K
GM icon
332
General Motors
GM
$77.2B
$6.14M 0.05%
182,101
+17,070
+10% +$629K
SCHM icon
333
Schwab US Mid-Cap ETF
SCHM
$15B
$6.09M 0.05%
316,113
+34,638
+12% +$660K
SPAB icon
334
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.91B
$6.08M 0.05%
219,479
+33,133
+18% +$922K
LTS
335
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$6.07M 0.05%
2,249,354
+163,862
+8% +$529K
NOC icon
336
Northrop Grumman
NOC
$82.1B
$6.06M 0.05%
19,095
-4,176
-18% -$1.27M
KHC icon
337
Kraft Heinz
KHC
$29.6B
$6.05M 0.05%
109,597
+1,802
+2% +$108K
ISRG icon
338
Intuitive Surgical
ISRG
$139B
$6.04M 0.05%
31,599
+5,808
+23% +$1.03M
IUSV icon
339
iShares Core S&P US Value ETF
IUSV
$27.8B
$6.02M 0.05%
106,846
-7,980
-7% -$446K
DYLS
340
DELISTED
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
$6.02M 0.05%
170,085
+58,916
+53% +$2.06M
RTL
341
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$6.02M 0.05%
+394,402
New +$6.23M
IWN icon
342
iShares Russell 2000 Value ETF
IWN
$14.5B
$5.97M 0.05%
44,875
+6,480
+17% +$873K
FUTY icon
343
Fidelity MSCI Utilities Index ETF
FUTY
$2.27B
$5.93M 0.05%
170,474
+110,224
+183% +$3.86M
GD icon
344
General Dynamics
GD
$107B
$5.88M 0.05%
28,729
-1,302
-4% -$255K
IFV icon
345
First Trust Dorsey Wright International Focus 5 ETF
IFV
$234M
$5.87M 0.05%
289,510
+30,964
+12% +$642K
PTLC icon
346
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$5.86M 0.05%
185,924
+46,967
+34% +$1.44M
MDLZ icon
347
Mondelez International
MDLZ
$78.5B
$5.79M 0.05%
134,926
+4,428
+3% +$189K
CELG
348
DELISTED
Celgene Corp
CELG
$5.79M 0.05%
64,627
+4,961
+8% +$438K
SPSB icon
349
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$5.77M 0.05%
191,009
+68,934
+56% +$2.08M
CSX icon
350
CSX Corp
CSX
$92.8B
$5.76M 0.05%
232,755
-51,378
-18% -$1.22M
12 13
14
15 16

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.