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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONDK
3376
DELISTED
On Deck Capital, Inc.
ONDK
$45K ﹤0.01%
+6,000
New +$46.7K
FGP
3377
DELISTED
Ferrellgas Partners, L.P.
FGP
$45K ﹤0.01%
20,843
-3,628
-15% -$11.4K
AKR icon
3378
Acadia Realty Trust
AKR
$2.86B
$44K ﹤0.01%
1,557
-429
-22% -$11.9K
CAL icon
3379
Caleres
CAL
$449M
$44K ﹤0.01%
1,216
+103
+9% +$3.69K
DVAX
3380
DELISTED
Dynavax Technologies
DVAX
$44K ﹤0.01%
3,583
-1,005
-22% -$13.6K
TDAY
3381
USA Today Co
TDAY
$1.03B
$44K ﹤0.01%
2,747
+351
+15% +$5.88K
KT icon
3382
KT
KT
$9.11B
$44K ﹤0.01%
2,934
+592
+25% +$8.09K
MUC icon
3383
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$44K ﹤0.01%
3,497
+2,360
+208% +$30.8K
MUFG icon
3384
Mitsubishi UFJ Financial
MUFG
$260B
$44K ﹤0.01%
7,236
-2,511
-26% -$15.1K
POWI icon
3385
Power Integrations
POWI
$3.51B
$44K ﹤0.01%
1,386
-246
-15% -$8.85K
SEVN
3386
Seven Hills Realty Trust
SEVN
$176M
$44K ﹤0.01%
2,446
+1,754
+253% +$32.4K
TSE
3387
DELISTED
Trinseo
TSE
$44K ﹤0.01%
565
-74
-12% -$5.54K
USMC icon
3388
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$3.7B
$44K ﹤0.01%
+1,566
New +$43K
VNOM icon
3389
Viper Energy
VNOM
$15.2B
$44K ﹤0.01%
1,038
+818
+372% +$30.1K
VIVS
3390
VivoSim Labs
VIVS
$1.13M
$44K ﹤0.01%
162
-43
-21% -$12.9K
SUM
3391
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$44K ﹤0.01%
2,437
-300
-11% -$6.53K
MEN
3392
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$44K ﹤0.01%
4,325
-1,306
-23% -$13.5K
RST
3393
DELISTED
ROSETTA STONE INC
RST
$44K ﹤0.01%
2,210
– –
CCMP
3394
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$44K ﹤0.01%
426
+95
+29% +$10.7K
JCP
3395
DELISTED
J.C. Penney Company, Inc.
JCP
$44K ﹤0.01%
26,512
-7,515
-22% -$15.9K
BHB icon
3396
Bar Harbor Bankshares
BHB
$681M
$43K ﹤0.01%
1,491
– –
BLDP
3397
Ballard Power Systems
BLDP
$814M
$43K ﹤0.01%
10,220
+500
+5% +$1.65K
CIK
3398
Credit Suisse Asset Management Income Fund
CIK
$134M
$43K ﹤0.01%
13,367
+5,833
+77% +$18.4K
CWI icon
3399
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.87B
$43K ﹤0.01%
1,736
+1,238
+249% +$30.7K
GLQ
3400
Clough Global Equity Fund
GLQ
$156M
$43K ﹤0.01%
2,892
-166
-5% -$2.47K
134 135
136
137 138

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.