Ladenburg Thalmann Financial Services’s UBS Asset Management Income Fund, Inc. CIK Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio CIK Stock Details CIK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$42K	Sell	13,170 -2,374	-15%	-$7.55K	﹤0.01%	3637
2019 Q3	$49K	Sell	15,544 -7,825	-33%	-$24.6K	﹤0.01%	3467
2019 Q2	$72K	Hold	23,369	–	–	﹤0.01%	3202
2019 Q1	$72K	Buy	23,369 +10,002	+75%	+$30K	﹤0.01%	3128
2018 Q4	$37K	Hold	13,367	–	–	﹤0.01%	3461
2018 Q3	$43K	Buy	13,367 +5,833	+77%	+$18.4K	﹤0.01%	3403
2018 Q2	$25K	Hold	7,534	–	–	﹤0.01%	3695
2018 Q1	$25K	Buy	7,534 +4,834	+179%	+$15.7K	﹤0.01%	3695
2017 Q4	$9K	Hold	2,700	–	–	﹤0.01%	4227
2017 Q3	$9K	Hold	2,700	–	–	﹤0.01%	4126
2017 Q2	$9K	Hold	2,700	–	–	﹤0.01%	4061
2017 Q1	$9K	Hold	2,700	–	–	﹤0.01%	4036
2016 Q4	$9K	Sell	2,700 -18,000	-87%	-$55.6K	﹤0.01%	3943
2016 Q3	$64K	Hold	20,700	–	–	﹤0.01%	2591
2016 Q2	$61K	Sell	20,700 -5,000	-19%	-$14.5K	﹤0.01%	2527
2016 Q1	$74K	Buy	25,700 +21,000	+447%	+$57.1K	﹤0.01%	2297
2015 Q4	$14K	Hold	4,700	–	–	﹤0.01%	3462
2015 Q3	$14K	Hold	4,700	–	–	﹤0.01%	3318
2015 Q2	$15K	Hold	4,700	–	–	﹤0.01%	3411
2015 Q1	$15K	Buy	4,700 +200	+4%	+$647	﹤0.01%	3357
2014 Q4	$15K	Buy	4,500 +2,500	+125%	+$8.38K	﹤0.01%	3165
2014 Q3	$7K	Hold	2,000	–	–	﹤0.01%	3262
2014 Q2	$7K	Sell	2,000 -2,394	-54%	-$8.66K	﹤0.01%	3229
2014 Q1	$16K	Hold	4,394	–	–	﹤0.01%	2700
2013 Q4	$16K	Buy	4,394 +1,684	+62%	+$6.08K	﹤0.01%	2657
2013 Q3	$10K	Sell	2,710 -580	-18%	-$2.11K	﹤0.01%	2845
2013 Q2	$13K	Buy	+3,290	New	+$13.3K	﹤0.01%	2564

Other funds holding CIK

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

SPC

Sigma Planning Corp Ann Arbor, Michigan $3.97B AUM 32.34% 1-Year Est. Return

Family Management New York $975M AUM 23.16% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

PAS

Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

Strategic Advisors New York $457M AUM 21.35% 1-Year Est. Return

Ladenburg Thalmann Financial Services's CIK Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its UBS Asset Management Income Fund, Inc. (CIK) stake by 15% in Q4 2019, selling an estimated $7.55K and leaving 13,170 shares worth $42K. The position accounts for ﹤0.01% of the portfolio, ranked #3637.

Ladenburg Thalmann Financial Services first reported a position in CIK in Q2 2013 and has held it in 27 quarters since. The position peaked at $74K in Q1 2016. 51 funds tracked by Wall St. Rank hold CIK as of Q4 2019.

Ladenburg Thalmann Financial Services held 13,170 shares of UBS Asset Management Income Fund, Inc. worth $42K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 2,374 UBS Asset Management Income Fund, Inc. shares in Q4 2019, an estimated $7.55K.
UBS Asset Management Income Fund, Inc. made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3637 holding.
Ladenburg Thalmann Financial Services first reported a position in UBS Asset Management Income Fund, Inc. in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's UBS Asset Management Income Fund, Inc. position peaked at $74K in Q1 2016.
51 funds tracked by Wall St. Rank held UBS Asset Management Income Fund, Inc. as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.