We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLOF icon
3301
iShares Global Equity Factor ETF
GLOF
$225M
$44K ﹤0.01%
1,449
+8
+0.6% +$241
GRID
3302
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.3B
$44K ﹤0.01%
869
+101
+13% +$5.07K
PGC icon
3303
Peapack-Gladstone Financial
PGC
$822M
$44K ﹤0.01%
1,276
– –
PXE icon
3304
Invesco Energy Exploration & Production ETF
PXE
$85.7M
$44K ﹤0.01%
1,926
+4
+0.2% +$86
SBS icon
3305
Sabesp
SBS
$17.9B
$44K ﹤0.01%
21,833
+2,073
+10% +$3.98K
SGRY icon
3306
Surgery Partners
SGRY
$2.01B
$44K ﹤0.01%
+3,650
New +$34.9K
SGU icon
3307
Star Group
SGU
$417M
$44K ﹤0.01%
4,082
-465
-10% -$4.96K
SVM
3308
Silvercorp Metals
SVM
$2.68B
$44K ﹤0.01%
16,936
+2,341
+16% +$5.97K
HTY
3309
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$44K ﹤0.01%
5,000
-2,400
-32% -$21.3K
EDR
3310
DELISTED
Education Realty Trust Inc
EDR
$44K ﹤0.01%
1,254
+69
+6% +$2.49K
COW
3311
DELISTED
iPath Bloomberg Livestock Subindex Total Return ETN due October 22, 2037
COW
$44K ﹤0.01%
1,840
– –
VEDL
3312
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$44K ﹤0.01%
2,107
– –
AKR icon
3313
Acadia Realty Trust
AKR
$2.84B
$43K ﹤0.01%
1,586
-46
-3% -$1.31K
EWW icon
3314
iShares MSCI Mexico ETF
EWW
$1.87B
$43K ﹤0.01%
865
+2
+0.2% +$102
FMY
3315
First Trust Mortgage Income Fund
FMY
$49M
$43K ﹤0.01%
2,975
-14
-0.5% -$199
ISCF icon
3316
iShares International Small Cap Equity Factor ETF
ISCF
$683M
$43K ﹤0.01%
1,335
+15
+1% +$473
KELYA icon
3317
Kelly Services Class A
KELYA
$536M
$43K ﹤0.01%
1,592
– –
MBCN
3318
DELISTED
Middlefield Banc Corp
MBCN
$43K ﹤0.01%
1,800
– –
MTX icon
3319
Minerals Technologies
MTX
$2.25B
$43K ﹤0.01%
627
– –
NGVT icon
3320
Ingevity
NGVT
$2.62B
$43K ﹤0.01%
603
+160
+36% +$11.5K
NVRI icon
3321
Enviri
NVRI
$583M
$43K ﹤0.01%
2,315
+1,974
+579% +$38K
SDS icon
3322
ProShares UltraShort S&P500
SDS
$365M
$43K ﹤0.01%
42
+12
+40% +$13.1K
SPYM
3323
State Street SPDR Portfolio S&P 500 ETF
SPYM
$170B
$43K ﹤0.01%
+1,391
New +$42.4K
SSP icon
3324
E.W. Scripps
SSP
$310M
$43K ﹤0.01%
2,746
+122
+5% +$1.98K
TGI
3325
DELISTED
Triumph Group
TGI
$43K ﹤0.01%
1,586
-240
-13% -$7.19K
131 132
133
134 135

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.