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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTR icon
301
Ventas
VTR
$47.3B
$4.14M 0.06%
66,213
-12,012
-15% -$760K
RWL icon
302
Invesco S&P 500 Revenue ETF
RWL
$9.95B
$4.13M 0.06%
95,171
+85,339
+868% +$3.62M
VGR
303
DELISTED
Vector Group Ltd.
VGR
$4.12M 0.06%
295,563
+231,749
+363% +$3.01M
XLB icon
304
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$4.12M 0.06%
165,768
-24,104
-13% -$585K
EMLP icon
305
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$4.04M 0.06%
160,169
-2,353
-1% -$58.1K
IGIB icon
306
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$4.03M 0.06%
74,444
-1,498
-2% -$81.9K
PCY icon
307
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$4M 0.06%
141,921
+14,921
+12% +$432K
OXY icon
308
Occidental Petroleum
OXY
$57.7B
$3.99M 0.06%
56,009
+1,299
+2% +$92.3K
FEX icon
309
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$3.99M 0.06%
81,846
+13,203
+19% +$628K
ETP
310
DELISTED
Energy Transfer Partners L.p.
ETP
$3.94M 0.05%
110,017
-17,061
-13% -$608K
ADP icon
311
Automatic Data Processing
ADP
$108B
$3.94M 0.05%
38,736
+2,051
+6% +$191K
AFL icon
312
Aflac
AFL
$62.4B
$3.93M 0.05%
111,928
+2,782
+3% +$98K
OPPE
313
WisdomTree European Opportunities Fund
OPPE
$294M
$3.9M 0.05%
151,074
+3,073
+2% +$75.9K
PCI
314
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$3.88M 0.05%
191,838
+5,885
+3% +$118K
VMC icon
315
Vulcan Materials
VMC
$36.9B
$3.87M 0.05%
30,914
+1,752
+6% +$212K
NAC icon
316
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$3.87M 0.05%
273,314
+145,209
+113% +$2.13M
NVDA icon
317
NVIDIA
NVDA
$5.33T
$3.84M 0.05%
1,440,880
-11,360
-0.8% -$23.7K
QABA icon
318
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93M
$3.84M 0.05%
73,366
+56,994
+348% +$2.66M
IWO icon
319
iShares Russell 2000 Growth ETF
IWO
$14.9B
$3.83M 0.05%
24,851
-3,768
-13% -$562K
MGC icon
320
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$3.82M 0.05%
50,008
+2,670
+6% +$199K
APU
321
DELISTED
AmeriGas Partners, L.P.
APU
$3.82M 0.05%
79,699
+10,475
+15% +$480K
ITW icon
322
Illinois Tool Works
ITW
$84.3B
$3.81M 0.05%
31,205
-1,069
-3% -$129K
AIVL icon
323
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$3.81M 0.05%
47,412
+3,243
+7% +$256K
EFV icon
324
iShares MSCI EAFE Value ETF
EFV
$30B
$3.8M 0.05%
80,413
+1,442
+2% +$67K
CHD icon
325
Church & Dwight Co
CHD
$24.5B
$3.76M 0.05%
84,859
+54,615
+181% +$2.49M
11 12
13
14 15

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.