We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CORN icon
3126
Teucrium Corn Fund
CORN
$171M
$66K ﹤0.01%
4,140
-1,000
-19% -$16.2K
GBAB
3127
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$390M
$66K ﹤0.01%
3,155
+12
+0.4% +$260
GRX
3128
Gabelli Healthcare & Wellness Trust
GRX
$147M
$66K ﹤0.01%
5,964
-5,125
-46% -$54.5K
HALO icon
3129
Halozyme
HALO
$11.2B
$66K ﹤0.01%
3,653
+3,090
+549% +$54.1K
HDMV icon
3130
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.5M
$66K ﹤0.01%
1,973
-8,999
-82% -$301K
SGI
3131
Somnigroup International
SGI
$13.9B
$66K ﹤0.01%
4,972
-248
-5% -$3.31K
DIVA
3132
DELISTED
AGFiQ Hedged Dividend Income Fund
DIVA
$66K ﹤0.01%
2,823
-278
-9% -$6.68K
CBM
3133
DELISTED
Cambrex Corporation
CBM
$66K ﹤0.01%
976
-1,618
-62% -$100K
BILI icon
3134
Bilibili
BILI
$7.3B
$65K ﹤0.01%
+4,800
New +$59.8K
ECON icon
3135
Columbia Emerging Markets Consumer ETF
ECON
$312M
$65K ﹤0.01%
2,938
-3,389
-54% -$80.1K
EOD
3136
Allspring Global Dividend Opportunity Fund
EOD
$289M
$65K ﹤0.01%
12,244
-30,365
-71% -$168K
FFIN icon
3137
First Financial Bankshares
FFIN
$5.06B
$65K ﹤0.01%
2,190
+4
+0.2% +$116
GOLF icon
3138
Acushnet Holdings
GOLF
$5.26B
$65K ﹤0.01%
2,365
+1,037
+78% +$26.9K
NPV icon
3139
Nuveen Virginia Quality Municipal Income Fund
NPV
$214M
$65K ﹤0.01%
5,473
– –
PLAY icon
3140
Dave & Buster's
PLAY
$354M
$65K ﹤0.01%
983
+99
+11% +$5.36K
VYX icon
3141
NCR Voyix
VYX
$1.13B
$65K ﹤0.01%
3,731
-186
-5% -$3.31K
MZA
3142
DELISTED
BlackRock MuniYield Arizona Fund, Inc
MZA
$65K ﹤0.01%
5,000
– –
AGM icon
3143
Federal Agricultural Mortgage
AGM
$2.53B
$64K ﹤0.01%
881
-73
-8% -$6.19K
EFZ icon
3144
ProShares Trust Short MSCI EAFE
EFZ
$10M
$64K ﹤0.01%
1,234
– –
HIW icon
3145
Highwoods Properties
HIW
$3.48B
$64K ﹤0.01%
1,361
-56
-4% -$2.76K
NUEM icon
3146
Nuveen ESG Emerging Markets Equity ETF
NUEM
$401M
$64K ﹤0.01%
2,420
+2,320
+2,320% +$61K
SMLF icon
3147
iShares US Small Cap Equity Factor ETF
SMLF
$4.33B
$64K ﹤0.01%
1,470
+20
+1% +$874
ZYNE
3148
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$64K ﹤0.01%
7,788
-977
-11% -$7.5K
MGLN
3149
DELISTED
Magellan Health Services, Inc.
MGLN
$64K ﹤0.01%
888
+522
+143% +$42K
MMAC
3150
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
$64K ﹤0.01%
2,436
– –
124 125
126
127 128

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.