Ladenburg Thalmann Financial Services’s iShares US Small Cap Equity Factor ETF SMLF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$17K	Hold	390	–	–	﹤0.01%	4229
2019 Q3	$16K	Hold	390	–	–	﹤0.01%	4170
2019 Q2	$16K	Sell	390 -1,304	-77%	-$52.5K	﹤0.01%	4189
2019 Q1	$68K	Buy	1,694 +390	+30%	+$15.5K	﹤0.01%	3183
2018 Q4	$47K	Sell	1,304 -166	-11%	-$6.52K	﹤0.01%	3301
2018 Q3	$64K	Buy	1,470 +20	+1%	+$874	﹤0.01%	3151
2018 Q2	$57K	Hold	1,450	–	–	﹤0.01%	3181
2018 Q1	$57K	Sell	1,450 -450	-24%	-$17.9K	﹤0.01%	3181
2017 Q4	$75K	Sell	1,900 -150	-7%	-$5.85K	﹤0.01%	2938
2017 Q3	$78K	Buy	2,050 +500	+32%	+$18.2K	﹤0.01%	2766
2017 Q2	$56K	Sell	1,550 -600	-28%	-$21.5K	﹤0.01%	2945
2017 Q1	$76K	Buy	2,150 +400	+23%	+$14.3K	﹤0.01%	2594
2016 Q4	$62K	Buy	1,750 +896	+105%	+$30K	﹤0.01%	2686
2016 Q3	$27K	Buy	854 +2	+0.2%	+$63	﹤0.01%	3205
2016 Q2	$25K	Buy	852 +2	+0.2%	+$59	﹤0.01%	3195
2016 Q1	$25K	Buy	850 +1	+0.1%	+$28	﹤0.01%	3104
2015 Q4	$25K	Buy	+849	New	+$25.1K	﹤0.01%	3063