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iShares US Small Cap Equity Factor ETF

42 hedge funds and large institutions have $91.9M invested in iShares US Small Cap Equity Factor ETF in 2018 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 19 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,300% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 1

217% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 6

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

35% more funds holding

Funds holding: 3142 (+11)

12% less capital invested

Capital invested by funds: $105M → $91.9M (-$13.1M)

53.6% less ownership

Funds ownership: 105.09%51.5% (-54%)

Holders
42
Holders Change
+11
Holders Change %
+35.48%
% of All Funds
0.96%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
14
Increased
19
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$22M +$1.76M +40,171 +9%
Carson Wealth (CWM LLC)
2
Carson Wealth (CWM LLC)
Nebraska
$13.2M +$4.17M +95,451 +46%
LWS
3
Lucia Wealth Services
California
$10.3M +$10.4M +237,798 New
TA
4
TMD & Associates
Arizona
$8.43M +$620K +14,183 +8%
CWM
5
Cornerstone Wealth Management
Missouri
$6.45M -$64.5M -1,476,149 -86%
Bank of America
6
Bank of America
North Carolina
$3.91M +$184K +4,219 +5%
BlackRock
7
BlackRock
New York
$3.65M -$198K -4,527 -5%
UBS Group
8
UBS Group
Switzerland
$3.33M +$140K +3,206 +4%
Jane Street
9
Jane Street
New York
$3.03M +$3.05M +69,717 New
TC
10
Trilogy Capital
California
$2.44M +$37.6K +860 +2%
CPO
11
Cerity Partners OCIO
New York
$2.04M +$89.1K +2,038 +5%
SMG
12
Smart Money Group
Texas
$1.67M -$30.9K -706 -2%
SWP
13
Stratos Wealth Partners
Ohio
$1.62M +$317K +7,262 +24%
LPL Financial
14
LPL Financial
California
$1.27M +$313K +7,164 +32%
IWC
15
Integrated Wealth Concepts
Massachusetts
$988K -$67.9K -1,552 -6%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$937K +$16.4K +376 +2%
Brown Advisory
17
Brown Advisory
Maryland
$927K +$17.8K +406 +2%
BTS
18
BB&T Securities
Virginia
$716K +$155K +3,549 +27%
TWA
19
Tillar-Wenstrup Advisors
Ohio
$559K +$94.8K +2,168 +20%
CFD
20
Creative Financial Designs
Indiana
$523K +$71K +1,624 +16%
CA
21
Cetera Advisors
Colorado
$439K +$440K +10,059 New
MFW
22
Mosaic Family Wealth
Missouri
$413K +$453K +10,355 New
PAS
23
Partnervest Advisory Services
California
$318K +$320K +7,327 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$317K -$153K -3,493 -32%
FM
25
Foster & Motley
Ohio
$281K +$56.4K +1,290 +25%