We are live on ! Find out more
SMLF icon

iShares US Small Cap Equity Factor ETF

66 hedge funds and large institutions have $832M invested in iShares US Small Cap Equity Factor ETF in 2020 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 21 increasing their positions, 21 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

19% more capital invested

Capital invested by funds: $696M → $832M (+$135M)

14% more funds holding

Funds holding: 5866 (+8)

6.71% more ownership

Funds ownership: 113.79%120.5% (+6.7%)

0% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 21

Holders
66
Holders Change
+8
Holders Change %
+13.79%
% of All Funds
1.17%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
14
Increased
21
Reduced
21
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
1
Carson Wealth (CWM LLC)
Nebraska
$197M
Mercer Global Advisors
2
Mercer Global Advisors
Colorado
$156M +$5.09M +120,839 +4%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$150M +$3.73M +88,635 +3%
SFS
4
Strategic Financial Services
New York
$143M +$6.91M +164,050 +6%
BlackRock
5
BlackRock
New York
$25.8M +$7.63M +181,362 +47%
CCA
6
Clearwater Capital Advisors
Illinois
$24.3M +$533K +12,661 +2%
IWC
7
Integrated Wealth Concepts
Massachusetts
$21.7M -$5.79M -137,618 -22%
Wells Fargo
8
Wells Fargo
California
$19.5M +$5.76M +136,782 +47%
FMP
9
Financial Management Professionals
Texas
$10.1M -$151K -3,585 -2%
UBS Group
10
UBS Group
Switzerland
$8.89M -$1.5M -35,669 -16%
MA
11
MUFG Americas
New York
$6.42M +$103K +2,451 +2%
CPO
12
Cerity Partners OCIO
New York
$6.08M -$560K -13,300 -9%
PFM
13
Phillips Financial Management
Indiana
$5.82M -$88K -2,090 -2%
AA
14
Addison Advisors
Vermont
$5.48M +$5.04M +119,670 New
Thrivent Financial for Lutherans
15
Thrivent Financial for Lutherans
Minnesota
$4.76M
Bank of America
16
Bank of America
North Carolina
$4.62M +$3.04M +72,186 +251%
FIA
17
Foundations Investment Advisors
Arizona
$3.61M -$918K -21,804 -23%
UWPG
18
Ullmann Wealth Partners Group
Florida
$3.2M +$692K +16,448 +31%
UCFA
19
United Capital Financial Advisors
Texas
$3.09M +$63.1K +1,500 +2%
WFA
20
Wade Financial Advisory
California
$2.96M +$2.72M +64,616 New
BWCS
21
Beirne Wealth Consulting Services
Connecticut
$2.76M -$26.4K -627 -1%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$2.65M +$350K +8,304 +17%
MML Investors Services
23
MML Investors Services
Massachusetts
$1.9M +$261K +6,206 +18%
TC
24
Trilogy Capital
California
$1.81M -$142K -3,362 -8%
FAAM
25
First Ascent Asset Management
Colorado
$1.6M +$282K +6,694 +24%

SMLF Hedge Fund Activity: Q4 2020 in Review

66 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in iShares US Small Cap Equity Factor ETF (SMLF) for Q4 2020, worth a combined $832M — up 19% from $696M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new SMLF positions and 5 closed out — a net gain of 9 holders — while 21 added to existing stakes and 21 trimmed.

The largest buyer was BlackRock, adding an estimated $7.63M. The largest seller was Ameriprise, cutting an estimated $9.17M.

  • 66 institutional investors held iShares US Small Cap Equity Factor ETF (SMLF) as of Q4 2020, up from 58 in Q3 2020.
  • Funds reported $832M of iShares US Small Cap Equity Factor ETF stock for Q4 2020, up 19% quarter-over-quarter.
  • 14 funds opened new iShares US Small Cap Equity Factor ETF positions in Q4 2020 and 5 closed out, a net change of +9 holders.
  • The largest iShares US Small Cap Equity Factor ETF buyer in Q4 2020 was BlackRock, an estimated $7.63M added.
  • The largest iShares US Small Cap Equity Factor ETF seller in Q4 2020 was Ameriprise, an estimated $9.17M sold.

Based on aggregated 13F filings for Q4 2020.