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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHIL
3051
DELISTED
Diamond Hill
DHIL
$84K ﹤0.01%
609
-3
-0.5% -$408
ELME
3052
Elme Communities
ELME
$144M
$84K ﹤0.01%
3,069
-666
-18% -$18K
GIB icon
3053
CGI
GIB
$15.2B
$84K ﹤0.01%
1,067
+507
+91% +$39.5K
KT icon
3054
KT
KT
$9.11B
$84K ﹤0.01%
7,430
+595
+9% +$6.87K
MIN
3055
Aberdeen Intermediate Income Fund
MIN
$282M
$84K ﹤0.01%
21,951
-22
-0.1% -$84
FSGS
3056
First Trust SMID Growth Strength ETF
FSGS
$32.3M
$84K ﹤0.01%
4,019
+230
+6% +$4.73K
INSI
3057
DELISTED
Insight Select Income Fund
INSI
$84K ﹤0.01%
4,112
+626
+18% +$12.5K
KAMN
3058
DELISTED
Kaman Corp
KAMN
$84K ﹤0.01%
1,410
+843
+149% +$50.5K
AAIC
3059
DELISTED
Arlington Asset Investment Corp.
AAIC
$84K ﹤0.01%
15,349
-53,209
-78% -$313K
MTOR
3060
DELISTED
MERITOR, Inc.
MTOR
$84K ﹤0.01%
4,553
-53
-1% -$1.07K
XEC
3061
DELISTED
CIMAREX ENERGY CO
XEC
$84K ﹤0.01%
1,747
-564
-24% -$26.7K
AIQ icon
3062
Global X Artificial Intelligence & Technology ETF
AIQ
$10.3B
$83K ﹤0.01%
5,196
+2,503
+93% +$40.8K
ASG
3063
Liberty All-Star Growth Fund
ASG
$349M
$83K ﹤0.01%
14,032
+5,742
+69% +$34K
ASHR icon
3064
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.58B
$83K ﹤0.01%
3,029
-2,574
-46% -$70.9K
FBP icon
3065
First Bancorp
FBP
$4.53B
$83K ﹤0.01%
8,300
– –
GHYG icon
3066
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$83K ﹤0.01%
1,711
+1
+0.1% +$49
GLP icon
3067
Global Partners
GLP
$1.72B
$83K ﹤0.01%
4,224
+2,387
+130% +$46.9K
GO icon
3068
Grocery Outlet
GO
$1.1B
$83K ﹤0.01%
2,400
+1,500
+167% +$56.9K
PAI
3069
Western Asset Investment Grade Income Fund
PAI
$114M
$83K ﹤0.01%
5,136
+4,200
+449% +$64.5K
TLND
3070
DELISTED
Talend S.A. American Depositary Shares
TLND
$83K ﹤0.01%
2,454
+525
+27% +$19.5K
DJP icon
3071
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$821M
$82K ﹤0.01%
3,758
-123
-3% -$2.69K
DMO
3072
Western Asset Mortgage Opportunity Fund
DMO
$120M
$82K ﹤0.01%
3,758
+2,726
+264% +$59K
ENX
3073
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$82K ﹤0.01%
6,563
– –
MOTI icon
3074
VanEck Morningstar International Moat ETF
MOTI
$76.3M
$82K ﹤0.01%
2,660
-200
-7% -$6.04K
NOMD icon
3075
Nomad Foods
NOMD
$1.64B
$82K ﹤0.01%
4,029
+148
+4% +$3.15K
121 122
123
124 125

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.